DFX Intelligence

V•••••• K•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

V•••••• K•••• A••••••

Advisor at T••••••••• L••

BUDA, TX | Scottsdale, AZ

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Search this name across graphsid dfx:ria:2a390ec5-9f6b-f33e-91b5-645db3638b1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••	Independent wealth	Jul 26, 2023	n/a	yes	BUDA, TX\|Scottsdale, AZ	Current employment
R••••• I••••••••• A•••••••• I••	Bd affiliated wealth	Jul 19, 2021	Dec 20, 2023	no	WILMINGTON, DE\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• I••••••••• A•••••••• I••	T••••••••• L••	Dec 20, 2023	Jul 26, 2023	-147	Firm change after gap	Ibd to RIA
W••••• S••••••••• A••••••• G••••	A•••• W••••• A•••••••• L••	Nov 1, 2023	Jan 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
130814:169329:FL:2015-08-24	Aug 24, 2015	Aug 21, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (8)

→ T••••••••• L••Registered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 19, 2021 to Dec 20, 2023factForm ADV
→ W••••• S••••••••• A••••••• G••••Registered adviserregistration: previous registration
Jun 30, 2020 to Nov 1, 2023factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviser

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
V•••••• K•••• A•••••• left R••••• I••••••••• A•••••••• I•• for T••••••••• L•• (registered 2023-07-26)
Form ADVobserved 7 days ago
Occurred
Nov 1, 2023
Advisor changed firm
V•••••• K•••• A•••••• left W••••• S••••••••• A••••••• G•••• for A•••• W••••• A•••••••• L•• (registered 2021-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a390ec5-9f6b-f33e-91b5-645db3638b1d
First observed: Jan 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.