DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vincent Keith Annable

Transce3nd LLCindependent RIABuda, Tx dual registrantIAPD 1033573

Feed of 09/14/2026

Also filed as Vince Annable

At current firm

3 y

since Jul 26, 2023

In the industry

21 y

since Jul 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Transce3nd LLC independent RIA current
since Jul 26, 2023 · Buda, Tx
Realta Investment Advisors, Inc BD affiliated
Jul 19, 2021 to Dec 20, 2023 · Wilmington, De
Arete Wealth Advisors, LLC BD affiliated
Jan 4, 2021 to Jul 21, 2021 · Chicago, Il
Wealth Strategies Advisory Group unclassified
Jun 30, 2020 to Nov 1, 2023 · Scottsdale, Az
Wealth Strategies Advisory Group unclassified
Jun 3, 2020 to Dec 31, 2021 · Scottsdale, Az
Center Street Advisors, Inc. former
Aug 21, 2015 to Jun 15, 2020 · Scottsdale, Az
Nfsg Corporation BD affiliated
Nov 3, 2009 to Aug 24, 2015 · Scottsdale, Az
Compak Asset Management independent RIA
Jun 2, 2009 to Jul 9, 2009 · Newport Beach, Ca
Cl Wealth Management LLC independent RIA
Jan 1, 2006 to Oct 12, 2006 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Realta Investment Advisors, Inc to Transce3nd LLC
left Dec 20, 2023, registered Jul 26, 2023 (-147 days) · Affiliated broker-dealer or bank to independent RIA
Wealth Strategies Advisory Group to Arete Wealth Advisors, LLC
left Nov 1, 2023, registered Jan 4, 2021 (-1031 days) · Other
Arete Wealth Advisors, LLC to Realta Investment Advisors, Inc
left Jul 21, 2021, registered Jul 19, 2021 (-2 days) · Affiliated broker-dealer or bank to another
Center Street Advisors, Inc. to Wealth Strategies Advisory Group
left Jun 15, 2020, registered Jun 3, 2020 (-12 days) · Other
Nfsg Corporation to Center Street Advisors, Inc.
left Aug 24, 2015, registered Aug 21, 2015 (-3 days) · Other · moved with a team
Compak Asset Management to Nfsg Corporation
left Jul 9, 2009, registered Nov 3, 2009 (117 days) · Other
Cl Wealth Management LLC to Compak Asset Management
left Oct 12, 2006, registered Jun 2, 2009 (964 days) · Other

Signals

Vincent Keith Annable left Realta Investment Advisors, Inc for Transce3Nd Llc (registered 2023-07-26)
Dec 20, 2023 · Advisor changed firm · fact
Vincent Keith Annable left Wealth Strategies Advisory Group for Arete Wealth Advisors, Llc (registered 2021-01-04)
Nov 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address