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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Gary Max Goeppinger

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Brewton, AL | Atmore, AL | Milton, FL | Pensacola, FL | Gulf Breeze, FL

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Search this name across graphsid dfx:ria:2c090ec3-d5fc-37fb-eb63-57e3debcc2b7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: May 24, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S65|S66|S63
First exam: May 20, 2010
First registration: May 24, 2010
Dual registered: yes, broker-dealer
Other names: GARY GOEPPINGER
IAPD individual key: 5775069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 12, 2025	n/a	yes	Pensacola, FL\|Atmore, AL\|Brewton, AL\|Gulf Breeze, FL\|Milton, FL\|Pensacola, FL\|Pensacola, FL\|Pensacola, FL	Current employment
LIFESTYLE ASSET MANAGEMENT, INC.	Independent wealth	Aug 15, 2025	Dec 2, 2025	no	FRIENDSWOOD, TX\|Fort Worth, TX\|Dallas, TX	Previous registration
JIM POE AND ASSOCIATES INC.	Former SEC adviser	Mar 25, 2024	Dec 31, 2024	no	FT. WORTH, TX\|DALLAS, TX	Previous registration
TRS ADVISORS, LLC	State registered	Mar 24, 2024	Nov 18, 2025	no	Dallas, TX\|FORT WORTH, TX	Previous registration
FORTHRIGHT CAPITAL	Independent wealth	Aug 31, 2023	Mar 27, 2024	no	Granbury, TX\|LAS VEGAS, NV	Previous registration
ADVISORY SERVICES NETWORK	Independent wealth	Jun 1, 2021	Dec 2, 2021	no	Fort Worth, TX\|ATLANTA, GA	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Nov 15, 2013	Mar 23, 2016	no	FORTH WORTH, TX\|SAN JOSE, CA\|FORT WORTH, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 24, 2013	Nov 14, 2013	no	FORT WORTH, TX\|FORT WORTH, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 7, 2011	Jan 8, 2013	no	FORT WORTH, TX	Previous registration
EDWARD JONES	National bd RIA	May 24, 2010	Oct 21, 2011	no	FT WORTH, TX\|FT WORTH, TX\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFESTYLE ASSET MANAGEMENT, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 2, 2025	Dec 12, 2025	10	Firm change	RIA to ibd
TRS ADVISORS, LLC	JIM POE AND ASSOCIATES INC.	Nov 18, 2025	Mar 25, 2024	-603	Firm change after gap	Other
JIM POE AND ASSOCIATES INC.	LIFESTYLE ASSET MANAGEMENT, INC.	Dec 31, 2024	Aug 15, 2025	227	Firm change	Other
FORTHRIGHT CAPITAL	TRS ADVISORS, LLC	Mar 27, 2024	Mar 24, 2024	-3	Firm change	RIA to state RIA
ADVISORY SERVICES NETWORK	FORTHRIGHT CAPITAL	Dec 2, 2021	Aug 31, 2023	637	Firm change after gap	RIA to RIA
CONCERT WEALTH MANAGEMENT	ADVISORY SERVICES NETWORK	Mar 23, 2016	Jun 1, 2021	1,896	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	CONCERT WEALTH MANAGEMENT	Nov 14, 2013	Nov 15, 2013	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SECURITIES AMERICA ADVISORS, INC.	Jan 8, 2013	Jan 24, 2013	16	Firm change	Other
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 21, 2011	Nov 7, 2011	17	Firm change	Ibd to wirehouse

Relationships

Registered with (10)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 12, 2025 to presentfactForm ADV
→ LIFESTYLE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 15, 2025 to Dec 2, 2025factForm ADV
→ TRS ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 24, 2024 to Nov 18, 2025factForm ADV
→ JIM POE AND ASSOCIATES INC.Registered adviserregistration: previous registration
Mar 25, 2024 to Dec 31, 2024factForm ADV
→ FORTHRIGHT CAPITALRegistered adviserregistration: previous registration
Aug 31, 2023 to Mar 27, 2024factForm ADV
→ ADVISORY SERVICES NETWORKRegistered adviserregistration: previous registration
Jun 1, 2021 to Dec 2, 2021factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 15, 2013 to Mar 23, 2016factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 24, 2013 to Nov 14, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 7, 2011 to Jan 8, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 24, 2010 to Oct 21, 2011factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Gary Max Goeppinger left Lifestyle Asset Management, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-12-12)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2025
Advisor changed firm
Gary Max Goeppinger left Trs Advisors, Llc for Jim Poe And Associates Inc. (registered 2024-03-25)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Gary Max Goeppinger left Jim Poe And Associates Inc. for Lifestyle Asset Management, Inc. (registered 2025-08-15)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Advisor changed firm
Gary Max Goeppinger left Forthright Capital for Trs Advisors, Llc (registered 2024-03-24)
Form ADVobserved 4 days ago