DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gary Max Goeppinger

Raymond James Financial Services Advisors, IncBD affiliatedBrewton, Al dual registrantIAPD 5775069

Feed of 09/15/2026

Also filed as Gary Goeppinger

At current firm

0 y

since Dec 12, 2025

In the industry

16 y

since May 20, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Dec 12, 2025 · Pensacola, Fl
Lifestyle Asset Management, Inc. independent RIA
Aug 15, 2025 to Dec 2, 2025 · Friendswood, Tx
Jim Poe And Associates Inc. former
Mar 25, 2024 to Dec 31, 2024 · Ft. Worth, Tx
Trs Advisors, LLC state registered
Mar 24, 2024 to Nov 18, 2025 · Dallas, Tx
Forthright Capital independent RIA
Aug 31, 2023 to Mar 27, 2024 · Granbury, Tx
Advisory Services Network independent RIA
Jun 1, 2021 to Dec 2, 2021 · Fort Worth, Tx
Concert Wealth Management former
Nov 15, 2013 to Mar 23, 2016 · Forth Worth, Tx
Securities America Advisors, Inc. former
Jan 24, 2013 to Nov 14, 2013 · Fort Worth, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 7, 2011 to Jan 8, 2013 · Fort Worth, Tx
Edward Jones national BD
May 24, 2010 to Oct 21, 2011 · Ft Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Lifestyle Asset Management, Inc. to Raymond James Financial Services Advisors, Inc
left Dec 2, 2025, registered Dec 12, 2025 (10 days) · RIA to affiliated broker-dealer or bank
Trs Advisors, LLC to Jim Poe And Associates Inc.
left Nov 18, 2025, registered Mar 25, 2024 (-603 days) · Other
Jim Poe And Associates Inc. to Lifestyle Asset Management, Inc.
left Dec 31, 2024, registered Aug 15, 2025 (227 days) · Other
Forthright Capital to Trs Advisors, LLC
left Mar 27, 2024, registered Mar 24, 2024 (-3 days) · RIA to a state-registered adviser
Advisory Services Network to Forthright Capital
left Dec 2, 2021, registered Aug 31, 2023 (637 days) · RIA to RIA
Concert Wealth Management to Advisory Services Network
left Mar 23, 2016, registered Jun 1, 2021 (1896 days) · Other
Securities America Advisors, Inc. to Concert Wealth Management
left Nov 14, 2013, registered Nov 15, 2013 (1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Securities America Advisors, Inc.
left Jan 8, 2013, registered Jan 24, 2013 (16 days) · Other
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 21, 2011, registered Nov 7, 2011 (17 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Gary Max Goeppinger left Lifestyle Asset Management, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-12-12)
Dec 2, 2025 · Advisor changed firm · fact
Gary Max Goeppinger left Trs Advisors, Llc for Jim Poe And Associates Inc. (registered 2024-03-25)
Nov 18, 2025 · Advisor changed firm · fact
Gary Max Goeppinger left Jim Poe And Associates Inc. for Lifestyle Asset Management, Inc. (registered 2025-08-15)
Dec 31, 2024 · Advisor changed firm · fact
Gary Max Goeppinger left Forthright Capital for Trs Advisors, Llc (registered 2024-03-24)
Mar 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address