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RIA / WealthAdvisor28 years in industry

ERIK HARPSOE

Advisor at STRATOS WEALTH ADVISORS LLC

WESTLAKE, OH | Lakewood Ranch, FL

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Search this name across graphsid dfx:ria:2ca1c44f-6ffe-3288-f2d8-77853d972d2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Sep 30, 1997
First registration: Sep 10, 2003
Dual registered: no
Other names: ERIK HARPSOE
IAPD individual key: 2925717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Jan 17, 2019	n/a	yes	WESTLAKE, OH\|Lakewood Ranch, FL	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Feb 12, 2019	no	AVON, OH	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jul 22, 2015	Nov 30, 2016	no	AVON, OH\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Nov 2, 2011	Sep 4, 2015	no	OVERLAND PARK, KS\|AVON, OH	Previous registration
THE MUTUAL FUND STORE	n/a	Apr 7, 2006	Nov 2, 2011	no	AVON, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 10, 2003	Mar 29, 2006	no	WOODMERE, OH\|Orange Village, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	STRATOS WEALTH ADVISORS LLC	Feb 12, 2019	Jan 17, 2019	-26	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 4, 2015	Jul 22, 2015	-44	Channel change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Nov 2, 2011	Nov 2, 2011	0	Firm change	Other
TD AMERITRADE, INC.	THE MUTUAL FUND STORE	Mar 29, 2006	Apr 7, 2006	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104510:283816:OH:2019-02-12	Feb 12, 2019	Jan 17, 2019	AVON, OH	Firm change
159157:109238:OH:2015-09-04	Sep 4, 2015	Jul 22, 2015	AVON, OH	Firm change after gap

Relationships

Registered with (6)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jan 17, 2019 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Feb 12, 2019factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jul 22, 2015 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Nov 2, 2011 to Sep 4, 2015factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Apr 7, 2006 to Nov 2, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 10, 2003 to Mar 29, 2006factForm ADV

Dated events

No dated event names this entity yet.