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Advisor at OSAIC ADVISORY SERVICES, LLC
ATLANTA, GA | Colorado Springs, CO | Pueblo, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 12, 2024 | n/a | yes | Colorado Springs, CO|Pueblo, CO|ATLANTA, GA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 19, 2019 | Jan 22, 2024 | no | PUEBLO, CO|Colorado Springs, CO|Pueblo, CO | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Jan 3, 2019 | May 22, 2019 | no | CHESTERFIELD, MO|CHESTERFIELD, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 5, 2014 | Jan 9, 2019 | no | CHESTERFIELD, MO|ST PETERS, MO | Previous registration |
| EDWARD JONES | National bd RIA | Aug 12, 2014 | Dec 8, 2014 | no | ST CHARLES, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 21, 2010 | Aug 12, 2014 | no | Saint Louis, MO|Chicago, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 1, 2004 | Oct 13, 2007 | no | GREENVILLE, SC|Evanston, IL|GREENVILLE, SC|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | OSAIC ADVISORY SERVICES, LLC | Jan 22, 2024 | Jan 12, 2024 | -10 | Firm change | Ibd to ibd |
| ARBOR POINT ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | May 22, 2019 | Jun 19, 2019 | 28 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | ARBOR POINT ADVISORS | Jan 9, 2019 | Jan 3, 2019 | -6 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 8, 2014 | Dec 5, 2014 | -3 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | EDWARD JONES | Aug 12, 2014 | Aug 12, 2014 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:171070:CO:2024-01-18 | Jan 22, 2024 | Jan 12, 2024 | PUEBLO, CO | Firm change |
| 6363:165127:MO:2019-01-03 | Jan 9, 2019 | Jan 3, 2019 | ST PETERS, MO | Firm change |