DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B••••••• S•••••

O•••• A••••••• S•••••••• L••BD affiliatedAtlanta, Ga dual registrantIAPD 4824633

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Jan 12, 2024

In the industry

22 y

since Aug 27, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Jan 12, 2024 · Colorado Springs, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 19, 2019 to Jan 22, 2024 · Pueblo, Co
A•••• P•••• A••••••• former
Jan 3, 2019 to May 22, 2019 · Chesterfield, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 5, 2014 to Jan 9, 2019 · Chesterfield, Mo
E••••• J•••• national BD
Aug 12, 2014 to Dec 8, 2014 · St Charles, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 21, 2010 to Aug 12, 2014 · Saint Louis, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 1, 2004 to Oct 13, 2007 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to O•••• A••••••• S•••••••• L••
left Jan 22, 2024, registered Jan 12, 2024 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
A•••• P•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left May 22, 2019, registered Jun 19, 2019 (28 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to A•••• P•••• A•••••••
left Jan 9, 2019, registered Jan 3, 2019 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Dec 8, 2014, registered Dec 5, 2014 (-3 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to E••••• J••••
left Aug 12, 2014, registered Aug 12, 2014 (0 days) · Affiliated broker-dealer or bank to another

Signals

J••••• B••••••• S••••• left A••••••••• F•••••••• S•••••••• L•• for O•••• A••••••• S•••••••• L•• (registered 2024-01-12)
Jan 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address