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RIA / WealthAdvisor22 years in industry

DANIEL KEITH STRICKLAND

Advisor at SUTTERFIELD FINANCIAL GROUP, INC.

DAINGERFIELD, TX | BARTLESVILLE, OK

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Search this name across graphsid dfx:ria:2d3db3ef-ef32-2110-fed6-7b9e3f5576f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUTTERFIELD FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 13, 2004
First registration: Nov 21, 2006
Dual registered: no
IAPD individual key: 4741229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUTTERFIELD FINANCIAL GROUP, INC.	Independent wealth	Jun 1, 2011	n/a	yes	DAINGERFIELD, TX\|BARTLESVILLE, OK	Current employment
SIGNAL SECURITIES, INC.	Independent wealth	Jan 2, 2008	May 6, 2011	no	DAINGERFIELD, TX\|DAINGERFIELD, TX\|DAINGERFIELD, TX	Previous registration
STRATEGIC FINANCIAL CONCEPTS, LLC	Independent wealth	May 8, 2007	Jan 9, 2008	no	SAN ANTONIO, TX	Previous registration
OXFORD ASSET MANAGEMENT, LLC	Former SEC adviser	Nov 21, 2006	Jan 16, 2007	no	MCALLEN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNAL SECURITIES, INC.	SUTTERFIELD FINANCIAL GROUP, INC.	May 6, 2011	Jun 1, 2011	26	Firm change	Other
STRATEGIC FINANCIAL CONCEPTS, LLC	SIGNAL SECURITIES, INC.	Jan 9, 2008	Jan 2, 2008	-7	Firm change	Other
OXFORD ASSET MANAGEMENT, LLC	STRATEGIC FINANCIAL CONCEPTS, LLC	Jan 16, 2007	May 8, 2007	112	Firm change	Other

Relationships

Registered with (4)

→ SUTTERFIELD FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jun 1, 2011 to presentfactForm ADV
→ SIGNAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 2, 2008 to May 6, 2011factForm ADV
→ STRATEGIC FINANCIAL CONCEPTS, LLCRegistered adviserregistration: previous registration
May 8, 2007 to Jan 9, 2008factForm ADV
→ OXFORD ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 21, 2006 to Jan 16, 2007factForm ADV

Dated events

No dated event names this entity yet.