DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Bocking Fitch
Feed of 09/14/2026
Also filed as John Bocking Fitch
At current firm
9 y
since Jan 9, 2017
In the industry
23 y
since Jun 12, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cornerstone Securities LLC independent RIA currentsince Jan 9, 2017 · Overland Park, Ks
- Larson Financial Group, LLC BD affiliatedJan 19, 2015 to Jan 10, 2017 · Saint Louis, Mo
- Creativeone Securities, LLC BD affiliatedNov 7, 2014 to Dec 22, 2014 · Overland Park, Ks
- Ecusa, LLC unclassifiedApr 4, 2012 to Oct 9, 2012 · Lee'S Summit, Mo
- Capital Investment Management, Inc independent RIAAug 15, 2011 to Oct 6, 2014 · Lee'S Summit, Mo
- Td Ameritrade, Inc. formerJan 10, 2007 to Feb 23, 2010 · Overland Park, Ks
- Td Ameritrade Investment Management, LLC formerJan 10, 2007 to Feb 23, 2010 · Overland Park, Ks
- Cuna Brokerage Services, Inc. formerAug 12, 2004 to Apr 10, 2006 · Gladstone, Mo
- Ameriprise Financial Services, LLC national BDJun 13, 2003 to Apr 28, 2004 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Larson Financial Group, LLC to Cornerstone Securities LLCleft Jan 10, 2017, registered Jan 9, 2017 (-1 days) · Other
- Creativeone Securities, LLC to Larson Financial Group, LLCleft Dec 22, 2014, registered Jan 19, 2015 (28 days) · Other
- Capital Investment Management, Inc to Ecusa, LLCleft Oct 6, 2014, registered Apr 4, 2012 (-915 days) · Other
- Ecusa, LLC to Creativeone Securities, LLCleft Oct 9, 2012, registered Nov 7, 2014 (759 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Feb 23, 2010, registered Jan 10, 2007 (-1140 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Feb 23, 2010, registered Jan 10, 2007 (-1140 days) · Other
- Cuna Brokerage Services, Inc. to Td Ameritrade Investment Management, LLCleft Apr 10, 2006, registered Jan 10, 2007 (275 days) · Other
- Ameriprise Financial Services, LLC to Cuna Brokerage Services, Inc.left Apr 28, 2004, registered Aug 12, 2004 (106 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address