DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Joseph Cicali
Feed of 09/14/2026
Also filed as Steve Cicali
At current firm
7 y
since May 2, 2019
In the industry
24 y
since Jun 18, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince May 2, 2019 · Overland Park, Ks
- Edelman Financial Engines independent RIANov 30, 2016 to May 23, 2019 · Cherry Hill, Nj
- Financial Engines Advisor Center, LLC formerApr 1, 2016 to Nov 30, 2016 · Cherry Hill, Nj
- The Mutual Fund Store formerOct 20, 2006 to Apr 21, 2016 · Cherry Hill, Nj
- Td Ameritrade Investment Management, LLC formerApr 25, 2006 to Sep 26, 2006 · Marlton, Nj
- Td Ameritrade, Inc. formerApr 25, 2005 to Sep 26, 2006 · Marlton, Nj
- Td Wealth Management Services Inc. unclassifiedSep 23, 2004 to Apr 25, 2005 · Cherry Hill, Nj
- Metlife Investment Fund Services LLC unclassifiedJun 20, 2002 to Sep 15, 2004 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Prime Capital Financialleft May 23, 2019, registered May 2, 2019 (-21 days) · Other
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Apr 21, 2016, registered Apr 1, 2016 (-20 days) · Other
- Td Ameritrade Investment Management, LLC to The Mutual Fund Storeleft Sep 26, 2006, registered Oct 20, 2006 (24 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 26, 2006, registered Apr 25, 2006 (-154 days) · channel change inside one enterprise, not a move
- Td Wealth Management Services Inc. to Td Ameritrade, Inc.left Apr 25, 2005, registered Apr 25, 2005 (0 days) · Other
- Metlife Investment Fund Services LLC to Td Wealth Management Services Inc.left Sep 15, 2004, registered Sep 23, 2004 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address