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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

BRIAN CHRISTOPHER DOAK

Advisor at HIGHPOINT PLANNING PARTNERS

DOWNERS GROVE, IL | Arcadia, IN

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Search this name across graphsid dfx:ria:2ea685d2-62fa-8db4-0a4d-24bffaf6d7a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHPOINT PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 12, 2002
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: BRIAN CHRISTOPHER DAOK
IAPD individual key: 4495258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHPOINT PLANNING PARTNERS	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL\|Arcadia, IN	Current employment
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	Feb 17, 2016	Dec 31, 2021	no	Indianapolis, IN\|DOWNERS GROVE, IL\|Noblesville, IN	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	Feb 18, 2016	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Mar 20, 2009	Aug 11, 2015	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 14, 2007	Mar 23, 2009	no	INDIANAPOLIS, IN	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 23, 2002	Sep 19, 2007	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHPOINT ADVISOR GROUP, LLC	HIGHPOINT PLANNING PARTNERS	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
SANCTUARY ADVISORS, LLC	HIGHPOINT ADVISOR GROUP, LLC	Feb 18, 2016	Feb 17, 2016	-1	Firm change	Other
DAVID A. NOYES & COMPANY	SANCTUARY ADVISORS, LLC	Aug 11, 2015	Aug 11, 2015	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	DAVID A. NOYES & COMPANY	Mar 23, 2009	Mar 20, 2009	-3	Firm change	Other
A. G. EDWARDS & SONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 19, 2007	Sep 14, 2007	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (6)

→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Feb 17, 2016 to Dec 31, 2021factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Feb 18, 2016factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Mar 20, 2009 to Aug 11, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 14, 2007 to Mar 23, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 23, 2002 to Sep 19, 2007factForm ADV

Dated events

No dated event names this entity yet.