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RIA / WealthAdvisor32 years in industry

JOHN STEPHEN TOTH

Advisor at STRATOS WEALTH ADVISORS LLC

BEACHWOOD, OH

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Search this name across graphsid dfx:ria:30d0989b-c446-5d00-fa77-c326f8b36a0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 31, 1994
First registration: Jun 2, 2003
Dual registered: no
IAPD individual key: 2350406

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Nov 13, 2017	n/a	yes	BEACHWOOD, OH	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Sep 18, 2017	no	HIGHLAND HEIGHTS, OH	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jul 22, 2015	Nov 30, 2016	no	HIGHLAND HIEGHTS, OH\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Nov 2, 2011	Sep 4, 2015	no	OVERLAND PARK, KS\|HIGHLAND HEIGHTS, OH	Previous registration
THE MUTUAL FUND STORE	n/a	Sep 11, 2008	Nov 2, 2011	no	AVON, OH	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Dec 5, 2007	Aug 13, 2008	no	AKRON, OH	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jun 2, 2003	Mar 2, 2005	no	AKRON , OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	STRATOS WEALTH ADVISORS LLC	Sep 18, 2017	Nov 13, 2017	56	Firm change	Other
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 4, 2015	Jul 22, 2015	-44	Channel change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Nov 2, 2011	Nov 2, 2011	0	Firm change	Other
MUTUAL SERVICE CORPORATION	THE MUTUAL FUND STORE	Aug 13, 2008	Sep 11, 2008	29	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	MUTUAL SERVICE CORPORATION	Mar 2, 2005	Dec 5, 2007	1,008	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
159157:109238:OH:2015-09-04	Sep 4, 2015	Jul 22, 2015	HIGHLAND HEIGHTS, OH	Firm change after gap

Relationships

Registered with (7)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Nov 13, 2017 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Sep 18, 2017factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jul 22, 2015 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Nov 2, 2011 to Sep 4, 2015factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Sep 11, 2008 to Nov 2, 2011factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Dec 5, 2007 to Aug 13, 2008factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jun 2, 2003 to Mar 2, 2005factForm ADV

Dated events

No dated event names this entity yet.