DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Stephen Toth
Feed of 09/14/2026
At current firm
8 y
since Nov 13, 2017
In the industry
32 y
since Mar 31, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Advisors LLC independent RIA currentsince Nov 13, 2017 · Beachwood, Oh
- Edelman Financial Engines independent RIANov 30, 2016 to Sep 18, 2017 · Highland Heights, Oh
- Financial Engines Advisor Center, LLC formerJul 22, 2015 to Nov 30, 2016 · Highland Hieghts, Oh
- The Mutual Fund Store formerNov 2, 2011 to Sep 4, 2015 · Overland Park, Ks
- The Mutual Fund Store unclassifiedSep 11, 2008 to Nov 2, 2011 · Avon, Oh
- Mutual Service Corporation unclassifiedDec 5, 2007 to Aug 13, 2008 · Akron, Oh
- Money Concepts Advisory Service BD affiliatedJun 2, 2003 to Mar 2, 2005 · Akron , Oh
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Stratos Wealth Advisors LLCleft Sep 18, 2017, registered Nov 13, 2017 (56 days) · Other
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Sep 4, 2015, registered Jul 22, 2015 (-44 days) · channel change inside one enterprise, not a move · moved with a team
- The Mutual Fund Store to The Mutual Fund Storeleft Nov 2, 2011, registered Nov 2, 2011 (0 days) · Other
- Mutual Service Corporation to The Mutual Fund Storeleft Aug 13, 2008, registered Sep 11, 2008 (29 days) · Other
- Money Concepts Advisory Service to Mutual Service Corporationleft Mar 2, 2005, registered Dec 5, 2007 (1008 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address