DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tc Wealth Partners, LLC

Former SEC-registered adviserDowners Grove, IllinoisCRD 283644SEC 801-108371IAPD
Latest filing Jan 19, 2022
First filing on the tape Aug 31, 2016 · 19 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$1.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2021
Mar 3, 2017$349M then
HNW client RAUM$854M as of Mar 31, 2021
Mar 30, 2018$308M then
State-registered IARs (5.B.3)13 as of Mar 31, 2021
Mar 3, 201710 then
Employees (5.A)30 as of Mar 31, 2021
Mar 3, 201725 then
Private funds: no history
RAUM +17% over the last fiscal year+36% a year over threeIARs 10 to 13
Practice profile
derived from the filing of Jan 19, 2022; every figure names its basis
RAUM per advisor
$81.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$650,451derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
4.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+30%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.7%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
Wrap fee program
$464MreportedItem 5.I
Custody
$1.0B, 646 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$854M81%
  • Individuals$161M15%
  • Charitable organizations$28.6M2.7%
  • Corporations and businesses$13.9M1.3%
Individual clients
395reported
HNW clients
232reported
Pension plan clients
0reported
Charitable clients
9reported
Accounts
1,626reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$1.0B for 646 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Mitchel William Giffin · Chief Investment Officercontrol
      since 05/2019 · owns less than 5%
    • Lynn Debra Gregorash · Chief Financial Officer And Chief Compliance Officercontrol
      since 08/2016 · owns less than 5%
    • Mitchel William Giffin · Trustee
      since 06/2016 · owns F of Trust Company Of Illinois Esop
    • Lynn Debra Gregorash · Trustee
      since 06/2016 · owns F of Trust Company Of Illinois Esop
    • Walter Gregory Osko · Trustee
      since 06/2016 · owns F of Trust Company Of Illinois Esop
    Entity owners
    • Tci Holdings, Inc. · Member
      direct · owns 75% or more
    • Trust Company Of Illinois Employee Stock Option Plan (Esop) · Owner
      indirect · owns 25% to 50% of Tci Holdings, Inc.
    Related persons
    Schedule D 7.A
    • Trust Company Of Illinois
      n
    Offices
    Schedule D 1.F, the 25 largest
    • Batavia, IL1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,645 to 1,626
      Jun 29, 2020 to Mar 31, 2021
    • Advisory employees · 18 to 20
      Jun 29, 2020 to Mar 31, 2021
    • Charity clients · 10 to 9
      Jun 29, 2020 to Mar 31, 2021
    • Corporate clients · 9 to 15
      Jun 29, 2020 to Mar 31, 2021
    • HNW clients · 224 to 232
      Jun 29, 2020 to Mar 31, 2021
    • Individual clients · 414 to 395
      Jun 29, 2020 to Mar 31, 2021
    • Assets in custody · $760M to $1.0B
      Jun 29, 2020 to Mar 31, 2021
    • Employees · 29 to 30
      Jun 29, 2020 to Mar 31, 2021
    • Financial planning clients · 251-500 to 101-250
      Jun 29, 2020 to Mar 31, 2021
    • State-registered IARs · 10 to 13
      Jun 29, 2020 to Mar 31, 2021
    • Discretionary RAUM · $885M to $1.0B
      Jun 29, 2020 to Mar 31, 2021
    • HNW RAUM · $716M to $854M
      Jun 29, 2020 to Mar 31, 2021
    • Individual RAUM · $149M to $161M
      Jun 29, 2020 to Mar 31, 2021
    • Non-discretionary RAUM · $16.5M to $8.5M
      Jun 29, 2020 to Mar 31, 2021
    • RAUM · $901M to $1.1B
      Jun 29, 2020 to Mar 31, 2021
    • Accounts · 1,047 to 1,645
      Dec 19, 2019 to Mar 30, 2020
    • Advisory employees · 23 to 18
      Dec 19, 2019 to Mar 30, 2020
    • Charity clients · unset to 10.0
      Dec 19, 2019 to Mar 30, 2020
    • Corporate clients · unset to 9.0
      Dec 19, 2019 to Mar 30, 2020
    • HNW clients · 112 to 224
      Dec 19, 2019 to Mar 30, 2020
    • Individual clients · 355 to 414
      Dec 19, 2019 to Mar 30, 2020
    • Assets in custody · $402M to $760M
      Dec 19, 2019 to Mar 30, 2020
    • Employees · 23 to 29
      Dec 19, 2019 to Mar 30, 2020
    • Financial planning clients · 101-250 to 251-500
      Dec 19, 2019 to Mar 30, 2020
    • State-registered IARs · 9 to 10
      Dec 19, 2019 to Mar 30, 2020
    • Discretionary RAUM · $391M to $885M
      Dec 19, 2019 to Mar 30, 2020
    • HNW RAUM · $266M to $716M
      Dec 19, 2019 to Mar 30, 2020
    • Individual RAUM · $125M to $149M
      Dec 19, 2019 to Mar 30, 2020
    • Non-discretionary RAUM · $11.2M to $16.5M
      Dec 19, 2019 to Mar 30, 2020
    • RAUM · $402M to $901M
      Dec 19, 2019 to Mar 30, 2020
    • Accounts · 963 to 1,047
      Jan 4, 2019 to Mar 26, 2019
    • Advisory employees · 24 to 23
      Jan 4, 2019 to Mar 26, 2019
    • Charity clients · 5.0 to unset
      Jan 4, 2019 to Mar 26, 2019
    • Corporate clients · 2.0 to unset
      Jan 4, 2019 to Mar 26, 2019
    • HNW clients · 128 to 112
      Jan 4, 2019 to Mar 26, 2019
    • Individual clients · 207 to 355
      Jan 4, 2019 to Mar 26, 2019
    • Assets in custody · $420M to $402M
      Jan 4, 2019 to Mar 26, 2019
    • Employees · 24 to 23
      Jan 4, 2019 to Mar 26, 2019
    • Financial planning clients · 251-500 to 101-250
      Jan 4, 2019 to Mar 26, 2019
    • State-registered IARs · 10 to 9
      Jan 4, 2019 to Mar 26, 2019
    Signals
    12 dated events
    • Kevin Rice left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Evan Serwinski left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Daniel Patrick Obrien left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Jenni G Engstrom left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Jill Ward left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Kimberly Ann Obrien left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Kathryn Mcgough left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • Kelly Wiley left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
      Feb 24, 2022 · Advisor changed firm · fact
    • TC Wealth Partners, LLC's advisors moved to Hightower Advisors, LLC (Downers Grove, IL): 7 of 8 registered, on the same day
      Feb 24, 2022 · Firm absorbed (people side) · derived
    • Tc Wealth Partners, Llc reported RAUM $901.2M, up 124% from $402.0M (2019-12-19 to 2020-03-30)
      Mar 30, 2020 · RAUM change · derived
    • Reed Jesse Murphy (President, Chief Investment Officer) no longer on Schedule A of Tc Wealth Partners, Llc (listed 2019-03-26, absent 2019-06-27)
      Jun 27, 2019 · Control person left · inference
    • Tc Wealth Partners filed its initial SEC registration (Form ADV)
      Aug 31, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026