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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Kara L Elledge

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Washington, PA | Pittsburgh, PA

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Search this name across graphsid dfx:ria:3554d95c-514b-a7a4-811b-aac71d54483f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 5, 2009
First registration: May 13, 2010
Dual registered: yes, broker-dealer
Other names: KARA LYNN DEEM|KARA L. DEEM-ROGERS|Kara Lynn Rogers|KARA LYNN ANKROM|KARA ANKROM|KARA ROGERS|Kara Lynn Elledge
IAPD individual key: 4136045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 25, 2024	n/a	yes	Washington, PA\|Pittsburgh, PA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jul 27, 2021	Nov 5, 2024	no	Weirton, WV\|Canonsburg, PA	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Mar 17, 2020	Jul 16, 2021	no	FAIRMONT, WV	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 26, 2019	Nov 8, 2019	no	PARKERSBURG, WV	Previous registration
MCKINLEY CARTER WEALTH SERVICES, INC.	Independent wealth	Jul 17, 2013	May 8, 2019	no	PARKERSBURG, WV\|WHEELING, WV\|CHARLESTON, WV\|CHARLESTON, WV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 19, 2011	May 17, 2013	no	PARKERSBURG, WV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 13, 2010	Dec 10, 2010	no	PARKERSBURG, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 5, 2024	Oct 25, 2024	-11	Firm change	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	PRUCO SECURITIES, LLC	Jul 16, 2021	Jul 27, 2021	11	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	HUNTINGTON FINANCIAL ADVISORS	Nov 8, 2019	Mar 17, 2020	130	Firm change	Wirehouse to ibd
MCKINLEY CARTER WEALTH SERVICES, INC.	WELLS FARGO ADVISORS	May 8, 2019	Sep 26, 2019	141	Firm change	RIA to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	MCKINLEY CARTER WEALTH SERVICES, INC.	May 17, 2013	Jul 17, 2013	61	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 19, 2011 to May 17, 2013factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 27, 2021 to Nov 5, 2024factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 17, 2020 to Jul 16, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2019 to Nov 8, 2019factForm ADV
→ MCKINLEY CARTER WEALTH SERVICES, INC.Registered adviserregistration: previous registration
Jul 17, 2013 to May 8, 2019factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
Kara L Elledge left Pruco Securities, Llc for Ameriprise Financial Services, Llc (registered 2024-10-25)
Form ADVobserved 6 days ago