RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• R••• K••
- C•• A•••• M••••••••• G•••• independent RIA currentsince Feb 25, 2021 · N•••••, Fl
- C• I••••••••• L•• formerJan 24, 2022 to Mar 27, 2025 · N•••••, Fl
- C•• N•••••• L•• formerFeb 24, 2021 to Dec 31, 2022 · N•••••, Fl
- K••• P••••• L•• independent RIAFeb 16, 2016 to Aug 27, 2020 · Huntsville, Al
- M••••• S•••••• wirehouseJan 21, 2014 to May 15, 2015 · Birmingham, Al
- C• I••••••••• L•• to no registered destinationleft Mar 27, 2025 · Departure, no registered destination
- C•• N•••••• L•• to C•• A•••• M••••••••• G••••left Dec 31, 2022, registered Feb 25, 2021 (-674 days) · RIA to RIA · moved with a team
- K••• P••••• L•• to C•• N•••••• L••left Aug 27, 2020, registered Feb 24, 2021 (181 days) · RIA to RIA
- M••••• S•••••• to K••• P••••• L••left May 15, 2015, registered Feb 16, 2016 (277 days) · Other · moved with a team
- K••••••• R••• K•• no longer registered at C• I••••••••• L••; no later IA registration on IAPDMar 27, 2025 · Advisor departure · fact
- K••••••• R••• K•• left C•• N•••••• L•• for C•• A•••• M••••••••• G•••• (registered 2021-02-25)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address