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RIA / WealthAdvisor46 years in industry

MICHAEL DENNIS MALONE

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:362713ac-d3f4-44d9-7eed-bc4408e4db2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 1, 1980
First registration: Jul 20, 2000
Dual registered: no
Other names: MICHAEL D MALONE
IAPD individual key: 817458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Dec 7, 2023	n/a	yes	KING OF PRUSSIA, PA	Current employment
ALMANACK INVESTMENT PARTNERS	Independent wealth	Nov 5, 2020	Dec 7, 2023	no	Wayne, PA	Previous registration
MERCAP ADVISORS, INC.	Former SEC adviser	Jul 6, 2015	Nov 5, 2020	no	PAOLI, PA	Previous registration
MERION WEALTH PARTNERS, LLC	Former SEC adviser	Dec 23, 2011	Jan 5, 2016	no	PAOLI, PA\|PAOLI, PA\|SWARTHMORE, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 14, 2011	Dec 22, 2011	no	SWARTHMORE, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 20, 2000	Apr 23, 2004	no	CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALMANACK INVESTMENT PARTNERS	ETHOS FINANCIAL GROUP, LLC	Dec 7, 2023	Dec 7, 2023	0	Firm change	RIA to RIA
MERCAP ADVISORS, INC.	ALMANACK INVESTMENT PARTNERS	Nov 5, 2020	Nov 5, 2020	0	Firm change	Other
MERION WEALTH PARTNERS, LLC	MERCAP ADVISORS, INC.	Jan 5, 2016	Jul 6, 2015	-183	Firm change after gap	Other
LPL FINANCIAL LLC	MERION WEALTH PARTNERS, LLC	Dec 22, 2011	Dec 23, 2011	1	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Apr 23, 2004	Nov 14, 2011	2,761	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170092:282428:PA:2020-11-03	Nov 5, 2020	Nov 5, 2020	PAOLI, PA	Firm change
152680:170092:PA:2016-01-05	Jan 5, 2016	Jul 6, 2015	SWARTHMORE, PA	Firm change after gap

Relationships

Registered with (6)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ ALMANACK INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Nov 5, 2020 to Dec 7, 2023factForm ADV
→ MERCAP ADVISORS, INC.Registered adviserregistration: previous registration
Jul 6, 2015 to Nov 5, 2020factForm ADV
→ MERION WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Dec 23, 2011 to Jan 5, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 14, 2011 to Dec 22, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 20, 2000 to Apr 23, 2004factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Michael Dennis Malone left Almanack Investment Partners for Ethos Financial Group, Llc (registered 2023-12-07)
Form ADVobserved 4 days ago