RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••• M•••••
- E•••• F•••••••• G••••• L•• independent RIA currentsince Dec 7, 2023 · King Of Prussia, Pa
- A••••••• I••••••••• P••••••• independent RIANov 5, 2020 to Dec 7, 2023 · Wayne, Pa
- M••••• A•••••••• I••• formerJul 6, 2015 to Nov 5, 2020 · Paoli, Pa
- M••••• W••••• P•••••••• L•• formerDec 23, 2011 to Jan 5, 2016 · Paoli, Pa
- L•• F•••••••• L•• BD affiliatedNov 14, 2011 to Dec 22, 2011 · Swarthmore, Pa
- W•••• F•••• A••••••• wirehouseJul 20, 2000 to Apr 23, 2004 · Conshohocken, Pa
- A••••••• I••••••••• P••••••• to E•••• F•••••••• G••••• L••left Dec 7, 2023, registered Dec 7, 2023 (0 days) · RIA to RIA
- M••••• A•••••••• I••• to A••••••• I••••••••• P•••••••left Nov 5, 2020, registered Nov 5, 2020 (0 days) · Other · moved with a team
- M••••• W••••• P•••••••• L•• to M••••• A•••••••• I•••left Jan 5, 2016, registered Jul 6, 2015 (-183 days) · Other · moved with a team
- L•• F•••••••• L•• to M••••• W••••• P•••••••• L••left Dec 22, 2011, registered Dec 23, 2011 (1 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 23, 2004, registered Nov 14, 2011 (2761 days) · Other
- M•••••• D••••• M••••• left A••••••• I••••••••• P••••••• for E•••• F•••••••• G••••• L•• (registered 2023-12-07)Dec 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address