DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• W••••• A•••••••• L••
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• W••••• A•••••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| M••••• P•••••• C•••••• G•••• | Independent wealth | Aug 16, 2017 | Jul 1, 2022 | no | West Palm Beach, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• P•••••• C•••••• G•••• | R•••••• W••••• A•••••••• L•• | Jul 1, 2022 | Jan 1, 2025 | 915 | Firm change after gap | RIA to RIA |
| C•••••••• L•• | M••••• P•••••• C•••••• G•••• | Aug 9, 2017 | Aug 16, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285531:316188:FL:2022-07-01 | Jul 1, 2022 | Jan 1, 2025 | WEST PALM BEACH, FL | Firm change after gap |
| 129505:285531:FL:2017-08-09 | Aug 9, 2017 | Aug 16, 2017 | NORTH PALM BEACH, FL | Firm change |
| C•••••••• L•• | Independent wealth | Aug 2, 2013 | Aug 9, 2017 | no | NORTH PALM BEACH, FL | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 13, 2011 | Aug 12, 2013 | no | PALM BEACH GARDENS, FL | Previous registration |
| N•••••••• B••••• B• L•• | No RAUM reported | Feb 6, 2008 | Dec 5, 2011 | no | WEST PALM BEACH, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Nov 28, 2005 | Feb 11, 2008 | no | BOCA RATON, FL | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jun 1, 2004 | Oct 4, 2005 | no | PALM BEACH GARDENS, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 19, 2003 | May 28, 2004 | no | MORRISTOWN, NJ | Previous registration |
| A••••••••• L••• | Other adviser | Oct 5, 2001 | Aug 20, 2003 | no | WEST PALM BEACH, FL | Previous registration |
| 7 |
| Firm change |
| Other |
| J••• M••••• S••••••••• L•• | C•••••••• L•• | Aug 12, 2013 | Aug 2, 2013 | -10 | Firm change | Other |
| N•••••••• B••••• B• L•• | J••• M••••• S••••••••• L•• | Dec 5, 2011 | Dec 13, 2011 | 8 | Firm change | Other |
| R•••••• J•••• • A••••••••• I••• | N•••••••• B••••• B• L•• | Feb 11, 2008 | Feb 6, 2008 | -5 | Firm change | Other |
| O••••••••• • C•• I••• | R•••••• J•••• • A••••••••• I••• | Oct 4, 2005 | Nov 28, 2005 | 55 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | O••••••••• • C•• I••• | May 28, 2004 | Jun 1, 2004 | 4 | Firm change | Other |
| A••••••••• L••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 20, 2003 | Aug 19, 2003 | -1 | Firm change | Other |