DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• I••• R••••••

R•••••• W••••• A•••••••• L••independent RIAPalm Beach Gardens, FlIA-onlyIAPD 4403299

Feed of 09/14/2026

At current firm

1 y

since Jan 1, 2025

In the industry

25 y

since Sep 14, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• W••••• A•••••••• L•• independent RIA current
since Jan 1, 2025 · Palm Beach Gardens, Fl
M••••• P•••••• C•••••• G•••• independent RIA
Aug 16, 2017 to Jul 1, 2022 · West Palm Beach, Fl
C•••••••• L•• independent RIA
Aug 2, 2013 to Aug 9, 2017 · North Palm Beach, Fl
J••• M••••• S••••••••• L•• wirehouse
Dec 13, 2011 to Aug 12, 2013 · Palm Beach Gardens, Fl
N•••••••• B••••• B• L•• no RAUM
Feb 6, 2008 to Dec 5, 2011 · West Palm Beach, Fl
R•••••• J•••• • A••••••••• I••• national BD
Nov 28, 2005 to Feb 11, 2008 · Boca Raton, Fl
O••••••••• • C•• I••• BD affiliated
Jun 1, 2004 to Oct 4, 2005 · Palm Beach Gardens, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 19, 2003 to May 28, 2004 · Morristown, Nj
A••••••••• L••• other
Oct 5, 2001 to Aug 20, 2003 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• P•••••• C•••••• G•••• to R•••••• W••••• A•••••••• L••
left Jul 1, 2022, registered Jan 1, 2025 (915 days) · RIA to RIA · moved with a team
C•••••••• L•• to M••••• P•••••• C•••••• G••••
left Aug 9, 2017, registered Aug 16, 2017 (7 days) · Other · moved with a team
J••• M••••• S••••••••• L•• to C•••••••• L••
left Aug 12, 2013, registered Aug 2, 2013 (-10 days) · Other
N•••••••• B••••• B• L•• to J••• M••••• S••••••••• L••
left Dec 5, 2011, registered Dec 13, 2011 (8 days) · Other
R•••••• J•••• • A••••••••• I••• to N•••••••• B••••• B• L••
left Feb 11, 2008, registered Feb 6, 2008 (-5 days) · Other
O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••
left Oct 4, 2005, registered Nov 28, 2005 (55 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••
left May 28, 2004, registered Jun 1, 2004 (4 days) · Other
A••••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 20, 2003, registered Aug 19, 2003 (-1 days) · Other

Signals

M•••• I••• R•••••• left M••••• P•••••• C•••••• G•••• for R•••••• W••••• A•••••••• L•• (registered 2025-01-01)
Jul 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address