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Advisor at CETERA INVESTMENT ADVISERS LLC
PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | PORTSMOUTH, NH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 17, 2024 | Feb 10, 2025 | no | KITTERY, ME|EXETER, NH|Kittery, ME|Exeter, NH|PORTSMOUTH, NH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 4, 2023 | Sep 3, 2024 | no | Bedford, NH|Concord, NH|Exeter, NH | Previous registration |
| MEASURED WEALTH PRIVATE CLIENT GROUP, LLC | Independent wealth | Jan 24, 2022 | Aug 8, 2023 | no | PORTSMOUTH, NH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 22, 2020 | Jan 12, 2022 | no | BEDFORD, NH|WELLESLEY, MA | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Nov 18, 2019 | Jan 2, 2020 | no | WHEATON, IL|Portsmouth, NH | Previous registration |
| SPECIALIZED ADVISORS | Former SEC adviser | Jul 5, 2019 | Oct 22, 2019 | no | Exeter, NH|DALLAS, TX | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Oct 25, 2018 | May 31, 2019 | no | Exeter, NH|WHEATON, IL | Previous registration |
| ARCADIA WEALTH MANAGEMENT, LLC | Independent wealth | May 5, 2017 | Sep 20, 2018 | no | MANCHESTER, NH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 30, 2015 | May 8, 2017 | no | PORTSMOUTH, NH | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 20, 2013 | Nov 5, 2015 | no | PORTSMOUTH, NH | Previous registration |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141413:TX:2019-10-12 | Oct 22, 2019 | Nov 18, 2019 | DALLAS, TX | Firm change |