DFX Intelligence

J••••• M•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••• M•••••• S•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39f97984-96c7-aaff-ce6b-1439ee6b7fb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Sep 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 25, 2025	n/a	yes	NEW YORK, NY	Current employment
E••••• J••••	National bd RIA	May 10, 2024	May 9, 2025	no	ROCKVILLE CENTRE, NY\|GARDEN CITY, NY\|ROCKVILLE CENTRE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 9, 2025	Nov 25, 2025	200	Firm change	Ibd to wirehouse
M••••••••• A•••••••• L••	E••••• J••••	Jun 11, 2024	May 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:41791:NY:2018-05-22	May 22, 2018	May 18, 2018	BROOKLYN, NY	Firm change

Relationships

Registered with (10)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 22, 2017 to May 22, 2018factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 10, 2024 to May 9, 2025factForm ADV
→ M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 7, 2023 to Jun 11, 2024factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
May 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 24, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39f97984-96c7-aaff-ce6b-1439ee6b7fb9
First observed: Sep 22, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.