DFX Intelligence

E••• L••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

E••• L••••••• H••••••

Advisor at S•• M•••••••••

WELLESLEY HILLS, MA

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Search this name across graphsid dfx:ria:3a658525-a8e3-9aab-2b2c-0c97d3987128

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• M•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• M•••••••••	Institutional manager	Jan 14, 2025	n/a	yes	WELLESLEY HILLS, MA	Current employment
E•• F•••••••• A•••••••	Independent wealth	Sep 28, 2020	Apr 30, 2024	no	MARSHFIELD, MA\|MONTPELIER, VT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• F•••••••• A•••••••	S•• M•••••••••	Apr 30, 2024	Jan 14, 2025	259	Firm change	Other
S•••••••• S•••••••••	E•• F•••••••• A•••••••	Sep 28, 2020	Sep 28, 2020

Relationships

Registered with (5)

→ S•• M•••••••••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 28, 2020 to Apr 30, 2024factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Jan 18, 2017 to Sep 28, 2020factForm ADV
→ N•••••• A•••••••• L••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a658525-a8e3-9aab-2b2c-0c97d3987128
First observed: Jun 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.