DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Lawrence Hopkins
Feed of 09/14/2026
At current firm
1 y
since Jan 14, 2025
In the industry
15 y
since Aug 16, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Slc Management institutional currentsince Jan 14, 2025 · Wellesley Hills, Ma
- Esi Financial Advisors independent RIASep 28, 2020 to Apr 30, 2024 · Marshfield, Ma
- Santander Securities BD affiliatedJan 18, 2017 to Sep 28, 2020 · Boston, Ma
- Natixis Advisors, LLC BD affiliatedJun 13, 2016 to Nov 14, 2016 · Boston, Ma
- Santander Securities BD affiliatedSep 3, 2013 to Jun 3, 2016 · Boston, Ma
- LPL Financial LLC BD affiliatedJun 19, 2012 to Aug 29, 2013 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Esi Financial Advisors to Slc Managementleft Apr 30, 2024, registered Jan 14, 2025 (259 days) · Other
- Santander Securities to Esi Financial Advisorsleft Sep 28, 2020, registered Sep 28, 2020 (0 days) · Affiliated broker-dealer or bank to another
- Natixis Advisors, LLC to Santander Securitiesleft Nov 14, 2016, registered Jan 18, 2017 (65 days) · Other
- Santander Securities to Natixis Advisors, LLCleft Jun 3, 2016, registered Jun 13, 2016 (10 days) · Other
- LPL Financial LLC to Santander Securitiesleft Aug 29, 2013, registered Sep 3, 2013 (5 days) · Other
Signals
- Eric Lawrence Hopkins left Esi Financial Advisors for Slc Management (registered 2025-01-14)Apr 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address