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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Aaron Oborn

Advisor at CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI | Boulder City, NV

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Search this name across graphsid dfx:ria:3ab95941-8f86-ca3f-1ec9-2d6d5fa2a0b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 17, 2015
First registration: Mar 8, 2016
Dual registered: yes, broker-dealer
Other names: AARON DANA OBORN|AARON OBORN
IAPD individual key: 6504416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jan 28, 2026	n/a	yes	ANN ARBOR, MI\|Boulder City, NV	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jun 2, 2023	Jan 17, 2025	no	Boulder City, NV\|Roseville l, CA	Previous registration
BANGERTER FINANCIAL SERVICES, INC.	State registered	Jun 14, 2022	Jan 6, 2026	no	ROSEVILLE, CA\|BOULDER CITY, NV	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 17, 2021	Nov 5, 2021	no	LAS VEGAS, NV\|HENDERSON, NV	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 12, 2019	Dec 31, 2020	no	Roseville, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 12, 2019	Jan 11, 2021	no	Roseville, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jun 12, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 8, 2016	Jul 13, 2018	no	WESTLAKE, TX\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANGERTER FINANCIAL SERVICES, INC.	CONCORDE ASSET MANAGEMENT, LLC	Jan 6, 2026	Jun 2, 2023	-949	Firm change after gap	Other
WELLS FARGO ADVISORS	BANGERTER FINANCIAL SERVICES, INC.	Nov 5, 2021	Jun 14, 2022	221	Firm change	Wirehouse to state RIA
TD AMERITRADE, INC.	WELLS FARGO ADVISORS	Jan 11, 2021	May 17, 2021	126	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jul 12, 2019	-538	Bulk transfer	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 12, 2019	Jul 12, 2019	30	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171939:140367:CA:2026-01-06	Jan 6, 2026	Jun 2, 2023	ROSEVILLE, CA	Firm change after gap

Relationships

Registered with (7)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 2, 2023 to Jan 17, 2025factForm ADV
→ BANGERTER FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 14, 2022 to Jan 6, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 17, 2021 to Nov 5, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 12, 2019 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 12, 2019 to Dec 31, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jun 12, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 8, 2016 to Jul 13, 2018factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
Aaron Oborn left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago