DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• O••••

C••••••• A•••• M••••••••• L••BD affiliatedAnn Arbor, Mi dual registrantIAPD 6504416

Feed of 09/15/2026

Also filed as Aaron Dana Oborn

At current firm

0 y

since Jan 28, 2026

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• A•••• M••••••••• L•• BD affiliated current
since Jan 28, 2026 · Ann Arbor, Mi
C••••••• A•••• M••••••••• L•• BD affiliated
Jun 2, 2023 to Jan 17, 2025 · Boulder City, Nv
B•••••••• F•••••••• S•••••••• I••• state registered
Jun 14, 2022 to Jan 6, 2026 · Roseville, Ca
W•••• F•••• A••••••• wirehouse
May 17, 2021 to Nov 5, 2021 · Las Vegas, Nv
T• A••••••••• I••• former
Jul 12, 2019 to Jan 11, 2021 · Roseville, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 12, 2019 to Dec 31, 2020 · Roseville, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jun 12, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 8, 2016 to Jul 13, 2018 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

B•••••••• F•••••••• S•••••••• I••• to C••••••• A•••• M••••••••• L••
left Jan 6, 2026, registered Jun 2, 2023 (-949 days) · Other · moved with a team
W•••• F•••• A••••••• to B•••••••• F•••••••• S•••••••• I•••
left Nov 5, 2021, registered Jun 14, 2022 (221 days) · Wirehouse to a state-registered adviser
T• A••••••••• I••• to W•••• F•••• A•••••••
left Jan 11, 2021, registered May 17, 2021 (126 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Jul 12, 2019 (-538 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 12, 2019, registered Jul 12, 2019 (30 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

A•••• O•••• left B•••••••• F•••••••• S•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2023-06-02)
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address