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RIA / WealthAdvisor21 years in industry

JOSEPH DENNIS MCLAUGHLIN

Advisor at FOCUS PARTNERS WEALTH, LLC

BEAVERTON, OR

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Search this name across graphsid dfx:ria:3acb6828-8ed0-de2c-a781-4da91ec74e2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2005
First registration: Sep 9, 2005
Dual registered: no
IAPD individual key: 5002329

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 3, 2025	n/a	yes	BEAVERTON, OR	Current employment
CHURCHILL MANAGEMENT GROUP	Former SEC adviser	Dec 19, 2016	Sep 23, 2025	no	Beaverton, OR	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 5, 2016	Dec 27, 2016	no	PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 3, 2015	Apr 18, 2016	no	BEAVERTON, OR\|BEAVERTON, OR\|BELLEVUE, WA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 15, 2013	Oct 23, 2015	no	ARLINGTON, VA\|PORTLAND, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 7, 2009	Nov 4, 2013	no	LAS VEGAS, NV\|SAN DIEGO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 7, 2009	Nov 4, 2013	no	LAS VEGAS, NV\|San Diego, CA	Previous registration
TRICOR ADVISORY SERVICES, LLC	Former SEC adviser	Jun 25, 2009	Sep 14, 2009	no	LAS VEGAS, NV	Previous registration
M.L. STERN & CO., LLC.	n/a	Sep 9, 2005	Jun 29, 2006	no	HENDERSON, NV\|HENDERSON, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHURCHILL MANAGEMENT GROUP	FOCUS PARTNERS WEALTH, LLC	Sep 23, 2025	Jul 3, 2025	-82	Bulk transfer	RIA to RIA
FISHER INVESTMENTS	CHURCHILL MANAGEMENT GROUP	Dec 27, 2016	Dec 19, 2016	-8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FISHER INVESTMENTS	Apr 18, 2016	Apr 5, 2016	-13	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2015	Nov 3, 2015	11	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 4, 2013	Oct 7, 2009	-1,489	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Nov 4, 2013	Nov 15, 2013	11	Firm change	Other
TRICOR ADVISORY SERVICES, LLC	TD AMERITRADE, INC.	Sep 14, 2009	Oct 7, 2009	23	Firm change	Other
M.L. STERN & CO., LLC.	TRICOR ADVISORY SERVICES, LLC	Jun 29, 2006	Jun 25, 2009	1,092	Firm change after gap	Other

Relationships

Registered with (9)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ CHURCHILL MANAGEMENT GROUPRegistered adviserregistration: previous registration
Dec 19, 2016 to Sep 23, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 5, 2016 to Dec 27, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 3, 2015 to Apr 18, 2016factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 15, 2013 to Oct 23, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 7, 2009 to Nov 4, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 7, 2009 to Nov 4, 2013factForm ADV
→ TRICOR ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 25, 2009 to Sep 14, 2009factForm ADV
→ M.L. STERN & CO., LLC.Registered adviserregistration: previous registration
Sep 9, 2005 to Jun 29, 2006factForm ADV

Dated events

No dated event names this entity yet.