RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• M•••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 3, 2025 · Beaverton, Or
- C•••••••• M••••••••• G•••• formerDec 19, 2016 to Sep 23, 2025 · Beaverton, Or
- F••••• I••••••••• independent RIAApr 5, 2016 to Dec 27, 2016 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 3, 2015 to Apr 18, 2016 · Beaverton, Or
- E•••••• C•••••• M••••••••• L•• formerNov 15, 2013 to Oct 23, 2015 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 7, 2009 to Nov 4, 2013 · Las Vegas, Nv
- T• A••••••••• I••• formerOct 7, 2009 to Nov 4, 2013 · Las Vegas, Nv
- T••••• A••••••• S•••••••• L•• formerJun 25, 2009 to Sep 14, 2009 · Las Vegas, Nv
- M••• S•••• • C••• L••• unclassifiedSep 9, 2005 to Jun 29, 2006 · Henderson, Nv
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 3, 2025 (-82 days) · corporate re-registration, not a move
- F••••• I••••••••• to C•••••••• M••••••••• G••••left Dec 27, 2016, registered Dec 19, 2016 (-8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Apr 18, 2016, registered Apr 5, 2016 (-13 days) · Other
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2015, registered Nov 3, 2015 (11 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 4, 2013, registered Oct 7, 2009 (-1489 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Nov 4, 2013, registered Nov 15, 2013 (11 days) · Other
- T••••• A••••••• S•••••••• L•• to T• A••••••••• I•••left Sep 14, 2009, registered Oct 7, 2009 (23 days) · Other
- M••• S•••• • C••• L••• to T••••• A••••••• S•••••••• L••left Jun 29, 2006, registered Jun 25, 2009 (1092 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address