C•••• C••••

Advisor at T•••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bfb2ca9-97ad-fc7a-103c-a0d125dae0c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• A•••••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	Peoria, AZ\|SARASOTA, FL	Current employment
B•••••••• I••••••••• G••••	Independent wealth	Dec 18, 2025	n/a	yes	PHOENIX, AZ\|Peoria, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••••• W•••••	B•••••••• I••••••••• G••••	Mar 31, 2025	Dec 18, 2025	262	Bulk transfer	RIA to RIA
W•••• E••••• G••••• I•••	R•••••• P•••••• W•••••	Aug 25, 2021	Dec 13, 2021

Relationships

Registered with (11)

→ T•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ R•••••• P•••••• W•••••Registered adviserregistration: previous registration
Dec 13, 2021 to Mar 31, 2025factForm ADV
→ W•••• E••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bfb2ca9-97ad-fc7a-103c-a0d125dae0c4
First observed: May 19, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.