DFX Intelligence

Data Factory

RIA / WealthAdvisor21 years in industry

KEITH ANDERSON RHODUS

Advisor at CLARE MARKET INVESTMENTS, LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d1b50d7-dca1-431d-0f82-9fb01f7d3ff6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLARE MARKET INVESTMENTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 1, 2005
First registration: Feb 14, 2005
Dual registered: no
IAPD individual key: 4885604

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLARE MARKET INVESTMENTS, LLC	Independent wealth	Jun 8, 2015	n/a	yes	DALLAS, TX	Current employment
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 14, 2013	Aug 20, 2014	no	DALLAS, TX	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Mar 7, 2012	Sep 25, 2015	no	CORPUS CHRISTI, TX\|DALLAS, TX	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Oct 19, 2010	Mar 6, 2012	no	DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 2006	Sep 20, 2010	no	DALLAS, TX\|DALLAS, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 14, 2005	Sep 12, 2006	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GIRARD SECURITIES, INC.	MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	Sep 25, 2015	Jun 14, 2013	-833	Firm change after gap	Other
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	CLARE MARKET INVESTMENTS, LLC	Aug 20, 2014	Jun 8, 2015	292	Firm change	Other
NEUBERGER BERMAN BD LLC	GIRARD SECURITIES, INC.	Mar 6, 2012	Mar 7, 2012	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NEUBERGER BERMAN BD LLC	Sep 20, 2010	Oct 19, 2010	29	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 12, 2006	Sep 5, 2006	-7	Firm change	Other

Relationships

Registered with (6)

→ CLARE MARKET INVESTMENTS, LLCRegistered adviserregistration: current employment
Jun 8, 2015 to presentfactForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Mar 7, 2012 to Sep 25, 2015factForm ADV
→ MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2013 to Aug 20, 2014factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Oct 19, 2010 to Mar 6, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2006 to Sep 20, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 14, 2005 to Sep 12, 2006factForm ADV

Dated events

No dated event names this entity yet.