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RIA / WealthAdvisor17 years in industry

James Jeffrey Proctor

Advisor at FISHER INVESTMENTS

PLANO, TX

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Search this name across graphsid dfx:ria:3e215d5f-4d53-bacd-bc7a-3a5f88059d80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jun 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 1, 2009
First registration: Jun 17, 2009
Dual registered: no
Other names: Jeff Proctor
IAPD individual key: 5641831

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	May 19, 2026	n/a	yes	PLANO, TX	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Nov 30, 2023	Jan 21, 2025	no	WHEATON, IL\|Fort Worth, TX	Previous registration
GRADIENT ADVISORS, LLC	Independent wealth	Sep 13, 2022	Dec 1, 2023	no	Fort Worth, TX\|ARDEN HILLS, MN	Previous registration
UNITED ADVISORS AMERICA	Independent wealth	Apr 19, 2017	Aug 15, 2022	no	Fort Worth, TX\|PROSPER, TX	Previous registration
LAKE POINT WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 21, 2014	Aug 31, 2016	no	HEATH, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 1, 2010	Jul 16, 2014	no	FORT WORTH, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 17, 2009	Sep 20, 2010	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE CAPITAL MANAGEMENT LLC	FISHER INVESTMENTS	Jan 21, 2025	May 19, 2026	483	Firm change after gap	RIA to RIA
GRADIENT ADVISORS, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Dec 1, 2023	Nov 30, 2023	-1	Firm change	RIA to RIA
UNITED ADVISORS AMERICA	GRADIENT ADVISORS, LLC	Aug 15, 2022	Sep 13, 2022	29	Firm change	RIA to RIA
LAKE POINT WEALTH MANAGEMENT, LLC	UNITED ADVISORS AMERICA	Aug 31, 2016	Apr 19, 2017	231	Firm change	Other
SAGEPOINT FINANCIAL, INC.	LAKE POINT WEALTH MANAGEMENT, LLC	Jul 16, 2014	Oct 21, 2014	97	Firm change	Other
EQUITABLE ADVISORS, LLC	SAGEPOINT FINANCIAL, INC.	Sep 20, 2010	Oct 1, 2010	11	Firm change	Other

Relationships

Registered with (7)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 30, 2023 to Jan 21, 2025factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 13, 2022 to Dec 1, 2023factForm ADV
→ UNITED ADVISORS AMERICARegistered adviserregistration: previous registration
Apr 19, 2017 to Aug 15, 2022factForm ADV
→ LAKE POINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 21, 2014 to Aug 31, 2016factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 1, 2010 to Jul 16, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 17, 2009 to Sep 20, 2010factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
James Jeffrey Proctor left Brookstone Capital Management Llc for Fisher Investments (registered 2026-05-19)
Form ADVobserved 5 days ago
Occurred
Dec 1, 2023
Advisor changed firm
James Jeffrey Proctor left Gradient Advisors, Llc for Brookstone Capital Management Llc (registered 2023-11-30)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2022
Advisor changed firm
James Jeffrey Proctor left United Advisors America for Gradient Advisors, Llc (registered 2022-09-13)
Form ADVobserved 5 days ago