DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Jeffrey Proctor

Fisher Investmentsindependent RIAPlano, TxIA-onlyIAPD 5641831

Feed of 09/14/2026

Also filed as Jeff Proctor

At current firm

0 y

since May 19, 2026

In the industry

17 y

since Jun 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fisher Investments independent RIA current
since May 19, 2026 · Plano, Tx
Brookstone Capital Management LLC independent RIA
Nov 30, 2023 to Jan 21, 2025 · Wheaton, Il
Gradient Advisors, LLC independent RIA
Sep 13, 2022 to Dec 1, 2023 · Fort Worth, Tx
United Advisors America independent RIA
Apr 19, 2017 to Aug 15, 2022 · Fort Worth, Tx
Lake Point Wealth Management, LLC former
Oct 21, 2014 to Aug 31, 2016 · Heath, Tx
Sagepoint Financial, Inc. former
Oct 1, 2010 to Jul 16, 2014 · Fort Worth, Tx
Equitable Advisors, LLC national BD
Jun 17, 2009 to Sep 20, 2010 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Brookstone Capital Management LLC to Fisher Investments
left Jan 21, 2025, registered May 19, 2026 (483 days) · RIA to RIA
Gradient Advisors, LLC to Brookstone Capital Management LLC
left Dec 1, 2023, registered Nov 30, 2023 (-1 days) · RIA to RIA
United Advisors America to Gradient Advisors, LLC
left Aug 15, 2022, registered Sep 13, 2022 (29 days) · RIA to RIA
Lake Point Wealth Management, LLC to United Advisors America
left Aug 31, 2016, registered Apr 19, 2017 (231 days) · Other
Sagepoint Financial, Inc. to Lake Point Wealth Management, LLC
left Jul 16, 2014, registered Oct 21, 2014 (97 days) · Other
Equitable Advisors, LLC to Sagepoint Financial, Inc.
left Sep 20, 2010, registered Oct 1, 2010 (11 days) · Other

Signals

James Jeffrey Proctor left Brookstone Capital Management Llc for Fisher Investments (registered 2026-05-19)
Jan 21, 2025 · Advisor changed firm · fact
James Jeffrey Proctor left Gradient Advisors, Llc for Brookstone Capital Management Llc (registered 2023-11-30)
Dec 1, 2023 · Advisor changed firm · fact
James Jeffrey Proctor left United Advisors America for Gradient Advisors, Llc (registered 2022-09-13)
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address