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RIA / WealthAdvisor13 years in industry

Ramon Vasquez Aguirre

Advisor at MONEY CONCEPTS ADVISORY SERVICE

Fort Worth, TX | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:60ebedd1-0a9a-19a6-00e0-4c6fa46f6ca6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Oct 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONEY CONCEPTS ADVISORY SERVICE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 8, 2013
First registration: Oct 6, 2014
Dual registered: no
Other names: RAMON V. AGUIRRE, III|RAMON VASQUEZ AGUIRRE|RAMON VASQUEZ AGUIRRE|Ramon Aguirre|Ramon V Aguirre
IAPD individual key: 6118768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jan 15, 2025	n/a	yes	Fort Worth, TX\|PALM BEACH GARDENS, FL	Current employment
MAIA WEALTH	Independent wealth	Apr 10, 2024	Jan 14, 2025	no	DENVER, CO\|Arlington, TX\|FORT WORTH, TX	Previous registration
JIM POE AND ASSOCIATES INC.	Former SEC adviser	Feb 19, 2020	Apr 1, 2024	no	FT. WORTH, TX	Previous registration
TRS ADVISORS, LLC	State registered	Feb 13, 2020	Apr 1, 2024	no	FORT WORTH, TX\|Dallas, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 23, 2019	Mar 6, 2020	no	Fort Worth, TX\|Westlake, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 3, 2018	Jun 4, 2019	no	FORT WORTH, TX	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Aug 3, 2016	Apr 5, 2018	no	Irving, TX	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 14, 2016	Apr 5, 2018	no	IRVING, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 28, 2015	Jul 1, 2016	no	Southlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 2, 2014	Aug 4, 2015	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 2, 2014	Aug 4, 2015	no	Westlake, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Oct 6, 2014	Nov 5, 2014	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAIA WEALTH	MONEY CONCEPTS ADVISORY SERVICE	Jan 14, 2025	Jan 15, 2025	1	Firm change	RIA to ibd
TRS ADVISORS, LLC	JIM POE AND ASSOCIATES INC.	Apr 1, 2024	Feb 19, 2020	-1,503	Firm change after gap	Other
JIM POE AND ASSOCIATES INC.	MAIA WEALTH	Apr 1, 2024	Apr 10, 2024	9	Firm change	Other
CHARLES SCHWAB & CO., INC.	TRS ADVISORS, LLC	Mar 6, 2020	Feb 13, 2020	-22	Firm change	Ibd to state RIA
PARK AVENUE SECURITIES LLC	CHARLES SCHWAB & CO., INC.	Jun 4, 2019	Jul 23, 2019	49	Firm change	Ibd to ibd
CAPITAL ANALYSTS	PARK AVENUE SECURITIES LLC	Apr 5, 2018	May 3, 2018	28	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Apr 5, 2018	Aug 3, 2016	-610	Firm change after gap	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	LINCOLN INVESTMENT	Jul 1, 2016	Jul 14, 2016	13	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 4, 2015	Dec 2, 2014	-245	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 4, 2015	Dec 2, 2014	-245	Firm change after gap	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	TD AMERITRADE, INC.	Nov 5, 2014	Dec 2, 2014	27	Firm change	Other

Relationships

Registered with (12)

→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ MAIA WEALTHRegistered adviserregistration: previous registration
Apr 10, 2024 to Jan 14, 2025factForm ADV
→ JIM POE AND ASSOCIATES INC.Registered adviserregistration: previous registration
Feb 19, 2020 to Apr 1, 2024factForm ADV
→ TRS ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 13, 2020 to Apr 1, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 23, 2019 to Mar 6, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 3, 2018 to Jun 4, 2019factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Aug 3, 2016 to Apr 5, 2018factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 14, 2016 to Apr 5, 2018factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 28, 2015 to Jul 1, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 2, 2014 to Aug 4, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 2, 2014 to Aug 4, 2015factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Oct 6, 2014 to Nov 5, 2014factForm ADV

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
Ramon Vasquez Aguirre left Maia Wealth for Money Concepts Advisory Service (registered 2025-01-15)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Ramon Vasquez Aguirre left Jim Poe And Associates Inc. for Maia Wealth (registered 2024-04-10)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Ramon Vasquez Aguirre left Trs Advisors, Llc for Jim Poe And Associates Inc. (registered 2020-02-19)
Form ADVobserved 5 days ago