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RIA / WealthAdvisor26 years in industry

MARCI PORTER LUCIER

Advisor at SHP WEALTH MANAGEMENT, LLC

PLYMOUTH, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHP WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 14, 2000
First registration: Aug 3, 2001
Dual registered: no
Other names: MARCI PORTER LUCIER|MARCI PORTER
IAPD individual key: 4170223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHP WEALTH MANAGEMENT, LLC	Independent wealth	Apr 27, 2021	n/a	yes	PLYMOUTH, MA	Current employment
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jul 15, 2004	Nov 20, 2015	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	May 6, 2004	Jun 1, 2004	no	BURLINGAME, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 3, 2001	Sep 12, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEUTSCHE BANK SECURITIES INC.	SHP WEALTH MANAGEMENT, LLC	Nov 20, 2015	Apr 27, 2021	1,985	Firm change after gap	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	DEUTSCHE BANK SECURITIES INC.	Jun 1, 2004	Jul 15, 2004	44	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Sep 12, 2002	May 6, 2004	602	Firm change after gap	Other

Relationships

Registered with (4)

→ SHP WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 27, 2021 to presentfactForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jul 15, 2004 to Nov 20, 2015factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 6, 2004 to Jun 1, 2004factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 3, 2001 to Sep 12, 2002factForm ADV

Dated events

No dated event names this entity yet.