DFX Intelligence

C••• M••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C••• M••• A••••

Advisor at M••••••

MANASQUAN, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 1, 2015	n/a	yes	MANASQUAN, NJ	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Sep 1, 2015	Dec 31, 2018	no	OVERLAND PARK, KS\|MANASQUAN, NJ\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Dec 31, 2018	Sep 1, 2015	-1,217	Firm change after gap	Other
L•• F•••••••• L••	M•••••• W••••• A•••••••	Jul 13, 2015	Sep 1, 2015

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Sep 1, 2015 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Sep 1, 2015 to Dec 31, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 2, 2012 to Jul 13, 2015factForm ADV
→ C••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.