DFX Intelligence

A•••••• M•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant12 years in industry

A•••••• M•••• G••••••••

Advisor at E•••• F•••••••• P•••••••• I•••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:40186704-3287-2fa5-4428-480997ae834c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• F•••••••• P•••••••• I•••	Independent wealth	Jan 27, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 20, 2021	Jan 31, 2025	no	Indianapolis, IN\|Anderson, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	E•••• F•••••••• P•••••••• I•••	Jan 31, 2025	Jan 27, 2025	-4	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	A••••••••• F•••••••• S•••••••• L••	Oct 27, 2021	Oct 20, 2021

Relationships

Registered with (7)

→ E•••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2021 to Jan 31, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 16, 2020 to Oct 27, 2021factForm ADV
→ S•••••••• W••••• I••••••••• G••••• L••

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40186704-3287-2fa5-4428-480997ae834c
First observed: Aug 3, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.