DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• M•••• G••••••••

E•••• F•••••••• P•••••••• I•••independent RIAIndianapolis, InIA-onlyIAPD 6295612

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Allison Marie Simpson

At current firm

1 y

since Jan 27, 2025

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• F•••••••• P•••••••• I••• independent RIA current
since Jan 27, 2025 · Indianapolis, In
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 20, 2021 to Jan 31, 2025 · Indianapolis, In
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 16, 2020 to Oct 27, 2021 · Indianapolis, In
S•••••••• W••••• I••••••••• G••••• L•• independent RIA
Oct 2, 2019 to Jun 23, 2020 · Louisville, Ky
R•••••• J•••• • A••••••••• I••• national BD
Jul 16, 2018 to Sep 23, 2019 · Anderson, In
S••••• W••••• A•••••••• I••• no RAUM
Dec 6, 2016 to Mar 27, 2018 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Aug 3, 2015 to Dec 6, 2016 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to E•••• F•••••••• P•••••••• I•••
left Jan 31, 2025, registered Jan 27, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Oct 27, 2021, registered Oct 20, 2021 (-7 days) · Other
S•••••••• W••••• I••••••••• G••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 23, 2020, registered Jul 16, 2020 (23 days) · Other
R•••••• J•••• • A••••••••• I••• to S•••••••• W••••• I••••••••• G••••• L••
left Sep 23, 2019, registered Oct 2, 2019 (9 days) · Affiliated broker-dealer or bank to independent RIA
S••••• W••••• A•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Mar 27, 2018, registered Jul 16, 2018 (111 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 6, 2016, registered Dec 6, 2016 (0 days) · channel change inside one enterprise, not a move

Signals

A•••••• M•••• G•••••••• left A••••••••• F•••••••• S•••••••• L•• for E•••• F•••••••• P•••••••• I••• (registered 2025-01-27)
Jan 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address