DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••••• C•••••• M•••••••••
LINCOLN, NE | CORNELIUS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• C•••••• M••••••••• | Independent wealth | Aug 29, 2024 | n/a | yes | CORNELIUS, NC|LINCOLN, NE | Current employment |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Sep 19, 2023 | Aug 23, 2024 | no | Lincoln, NE|WHEATON, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | A•••••••• C•••••• M••••••••• | Aug 23, 2024 | Aug 29, 2024 | 6 | Firm change | Other |
| V••••• C•••••• M••••••••• L•• | B••••••••• W••••• A•••••••• L•• | Sep 11, 2023 | Sep 19, 2023 |
| V••••• C•••••• M••••••••• L•• | Independent wealth | Mar 26, 2015 | Sep 11, 2023 | no | NAPLES, FL|BRENTWOOD, TN|Lincoln, NE | Previous registration |
| K••••• A•••••••• I••• | Bd affiliated wealth | Jan 2, 2015 | Mar 27, 2015 | no | LINCOLN, NE|FT. LAUDERDALE, FL | Previous registration |
| R••••••• H••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Aug 14, 2007 | Dec 31, 2014 | no | LINCOLN, NE | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 31, 1998 | Aug 10, 2007 | no | LINCOLN, NE | Previous registration |
| 8 |
| Firm change |
| Other |
| K••••• A•••••••• I••• | V••••• C•••••• M••••••••• L•• | Mar 27, 2015 | Mar 26, 2015 | -1 | Firm change | Other |
| R••••••• H••••••• I••••••••• A•••••••• I••• | K••••• A•••••••• I••• | Dec 31, 2014 | Jan 2, 2015 | 2 | Bulk transfer | Other |
| S••••••••• A•••••• A•••••••• I••• | R••••••• H••••••• I••••••••• A•••••••• I••• | Aug 10, 2007 | Aug 14, 2007 | 4 | Firm change | Other |