DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathan L Clark
Feed of 09/14/2026
Also filed as Nate L Clark
At current firm
2 y
since Aug 29, 2024
In the industry
32 y
since Sep 1, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Alphastar Capital Management independent RIA currentsince Aug 29, 2024 · Cornelius, Nc
- Brookstone Wealth Advisors, LLC no RAUMSep 19, 2023 to Aug 23, 2024 · Lincoln, Ne
- Virtue Capital Management, LLC independent RIAMar 26, 2015 to Sep 11, 2023 · Naples, Fl
- Kovack Advisors, Inc. BD affiliatedJan 2, 2015 to Mar 27, 2015 · Lincoln, Ne
- Resource Horizons Investment Advisory, Inc. formerAug 14, 2007 to Dec 31, 2014 · Lincoln, Ne
- Securities America Advisors, Inc. formerJul 31, 1998 to Aug 10, 2007 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
- Brookstone Wealth Advisors, LLC to Alphastar Capital Managementleft Aug 23, 2024, registered Aug 29, 2024 (6 days) · Other
- Virtue Capital Management, LLC to Brookstone Wealth Advisors, LLCleft Sep 11, 2023, registered Sep 19, 2023 (8 days) · Other
- Kovack Advisors, Inc. to Virtue Capital Management, LLCleft Mar 27, 2015, registered Mar 26, 2015 (-1 days) · Other
- Resource Horizons Investment Advisory, Inc. to Kovack Advisors, Inc.left Dec 31, 2014, registered Jan 2, 2015 (2 days) · corporate re-registration, not a move
- Securities America Advisors, Inc. to Resource Horizons Investment Advisory, Inc.left Aug 10, 2007, registered Aug 14, 2007 (4 days) · Other
Signals
- Nathan L Clark left Brookstone Wealth Advisors, Llc for Alphastar Capital Management (registered 2024-08-29)Aug 23, 2024 · Advisor changed firm · fact
- Nathan L Clark left Virtue Capital Management, Llc for Brookstone Wealth Advisors, Llc (registered 2023-09-19)Sep 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address