DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
ELLISVILLE, MO | Ellisville, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 2, 2026 | n/a | yes | Ellisville, MO|Ellisville, MO | Current employment |
| PORTER KICKHAM | State registered | Jun 7, 2019 | n/a | yes | ELLISVILLE, MO | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jan 5, 2017 | Jun 7, 2019 | no | Ellisville, MO|SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jan 5, 2017 | Dec 31, 2017 | no | Ellisville, MO|SAN DIEGO, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jul 18, 2012 | Mar 11, 2019 | no | ELLISVILLE, MO|ATLANTA, GA | Previous registration |
| CORNERSTONE SECURITIES LLC | Independent wealth | Jun 6, 2012 | Jul 19, 2012 | no | OVERLAND PARK, KS | Previous registration |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | Former SEC adviser | Jul 3, 2007 | Jun 20, 2012 | no | LAKELAND, FL|CHESTERFIELD, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 1, 2000 | Jul 9, 2007 | no | CHESTERFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | PORTER KICKHAM | Jun 7, 2019 | Jun 7, 2019 | 0 | Firm change | RIA to state RIA |
| FSC SECURITIES CORPORATION | THE RETIREMENT GROUP, LLC | Mar 11, 2019 | Jan 5, 2017 | -795 | Firm change after gap | Other |
| CORNERSTONE SECURITIES LLC | FSC SECURITIES CORPORATION | Jul 19, 2012 | Jul 18, 2012 | -1 | Firm change | Other |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | CORNERSTONE SECURITIES LLC | Jun 20, 2012 | Jun 6, 2012 | -14 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | BROOKSTONE INVESTMENT ADVISORY SERVICES | Jul 9, 2007 | Jul 3, 2007 | -6 | Firm change | Other |