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G••• M•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

G••• M•••••• C•••••••

Advisor at A••••••••• I••••••••• A•••••••

Moon Township, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42add5e2-6268-2bfe-b03a-a242e0684307

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• A•••••••	Mixed wealth	Apr 4, 2023	n/a	yes	Moon Township, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 8, 2017	Apr 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• I••••••••• A•••••••	Apr 24, 2023	Apr 4, 2023	-20	Firm change	Ibd to RIA
P•••••• A•••••• G••••• L••	L•• F•••••••• L••	Apr 10, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:155216:PA:2015-06-08	Jun 8, 2015	Jun 8, 2015	PITTSBURGH, PA	Firm change

Relationships

Registered with (5)

→ A••••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 8, 2017 to Apr 24, 2023factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 8, 2015 to Apr 10, 2023factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Apr 24, 2023
A•••••• firm change
G••• M•••••• C••••••• left L•• F•••••••• L•• for A••••••••• I••••••••• A••••••• (registered 2023-04-04)
Form ADVobserved 7 days ago
Occurred
Apr 10, 2023
A•••••• firm change
G••• M•••••• C••••••• left P•••••• A•••••• G••••• L•• for L•• F•••••••• L•• (registered 2017-06-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42add5e2-6268-2bfe-b03a-a242e0684307
First observed: Nov 8, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.