DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W••••• A••••••• G••••• L••
Latest filing Jun 30, 2026
First filing on the tape Jan 28, 2016 · 28 filings
SEC status approved since Apr 1, 2016
RAUM
$800M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
94%
$748M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$267M
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$800M as of Jun 30, 2026
Feb 6, 2017$276M then
HNW client RAUM$723M as of Jun 30, 2026
Mar 7, 2018$525M then
State-registered IARs (5.B.3)3 as of Jun 30, 2026
Feb 6, 20172 then
Employees (5.A)10 as of Jun 30, 2026
Feb 6, 20173 then
Private funds: no history
RAUM +11% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $267MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $283M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$723M90%
- Charitable organizations$49.1M6.1%
- Individuals$25.8M3.2%
- Corporations and businesses$2.9M0.4%
- Individual clients
- 92reported
- HNW clients
- 112reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 505reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $283M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A••• C•••••• | Virginia Beach, Va | Apr 29, 2016 | 26 y | 2 |
| T•••••• J••• S••••••• | Virginia Beach, Va | Sep 10, 2020 | 10 y | 1 |
| R••••• J••••• F•••••Certified Financial Planner | Virginia Beach, Va | Feb 9, 2024 | 25 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• C•••••• M•••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 21, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- R••••• J••••• F••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 9, 2024 · Wirehouse to independent RIA
- T•••••• J••• S••••••• from E•••••••• A•••••••• L••Sep 10, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••• A••• C•••••• from L•• F•••••••• L••Apr 29, 2016 · Other
- J••• C•••••• M•••••••• from L•• F•••••••• L••Apr 29, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••May 27, 2016 · Virginia Beach, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• M•••• A••• · Managing Membercontrolsince 02/2009 · owns 75% or more
- R••••••• N••••• E•••••••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Virginia Beach, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 75.0% to 90.0% between the annual amendments of 2025-03-26 and 2026-03-24peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 507 to 505Mar 26, 2025 to Mar 24, 2026
- Advisory activities · 5 to 6Mar 26, 2025 to Mar 24, 2026
- Charity clients · 10 to 8Mar 26, 2025 to Mar 24, 2026
- Corporate clients · 21 to 20Mar 26, 2025 to Mar 24, 2026
- HNW clients · 102 to 112Mar 26, 2025 to Mar 24, 2026
- Individual clients · 98 to 92Mar 26, 2025 to Mar 24, 2026
- Assets in custody · $307M to $283MMar 26, 2025 to Mar 24, 2026
- Employees · 9 to 10Mar 26, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 51-100Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $614M to $650MMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $540M to $723MMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $30.5M to $25.8MMar 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $106M to $151MMar 26, 2025 to Mar 24, 2026
- RAUM · $720M to $800MMar 26, 2025 to Mar 24, 2026
- Accounts · 444 to 507Oct 25, 2024 to Mar 26, 2025
- Advisory activities · 4 to 5Oct 25, 2024 to Mar 26, 2025
- Charity clients · 7 to 10Oct 25, 2024 to Mar 26, 2025
- Corporate clients · 19 to 21Oct 25, 2024 to Mar 26, 2025
- HNW clients · 89 to 102Oct 25, 2024 to Mar 26, 2025
- Individual clients · 79 to 98Oct 25, 2024 to Mar 26, 2025
- Assets in custody · $262M to $307MOct 25, 2024 to Mar 26, 2025
- Financial planning clients · 26-50 to 1-10Oct 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $530M to $614MOct 25, 2024 to Mar 26, 2025
- HNW RAUM · $553M to $540MOct 25, 2024 to Mar 26, 2025
- Individual RAUM · $24.4M to $30.5MOct 25, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $107M to $106MOct 25, 2024 to Mar 26, 2025
- RAUM · $637M to $720MOct 25, 2024 to Mar 26, 2025
- Accounts · 440 to 444Mar 23, 2023 to Mar 21, 2024
- Charity clients · 5 to 7Mar 23, 2023 to Mar 21, 2024
- Corporate clients · 18 to 19Mar 23, 2023 to Mar 21, 2024
- HNW clients · 81 to 89Mar 23, 2023 to Mar 21, 2024
- Individual clients · 84 to 79Mar 23, 2023 to Mar 21, 2024
- Assets in custody · $201M to $262MMar 23, 2023 to Mar 21, 2024
- Employees · 8 to 9Mar 23, 2023 to Mar 21, 2024
- Discretionary RAUM · $391M to $530MMar 23, 2023 to Mar 21, 2024
- HNW RAUM · $417M to $553MMar 23, 2023 to Mar 21, 2024
- Individual RAUM · $23.1M to $24.4MMar 23, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $115M to $107MMar 23, 2023 to Mar 21, 2024
- RAUM · $507M to $637MMar 23, 2023 to Mar 21, 2024
- Accounts · 423 to 440Oct 26, 2022 to Mar 21, 2023
Signals
3 dated events
- C•••••• W••••• A••••••• G••••• L•• reported RAUM $637.2M, up 26% from $506.6M (2023-03-23 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Elizabeth Nancy Renshaw (Chief Compliance Officer) appeared on Schedule A of C•••••• W••••• A••••••• G••••• L••Mar 21, 2024 · Control person joined · fact
- C•••••• M••••••• • C••• L•• filed its initial SEC registration (Form ADV)Jan 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- nancy@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- amy@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- annie@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- heidi@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jack@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- justin@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- shannon@comptonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 757-351-0741reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 757-351-0945reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-301-0163reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 757-351-0741reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $267Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026