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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SUFFOLK, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 26, 2019 | n/a | yes | SUFFOLK, VA | Current employment |
| COMPTON WEALTH ADVISORY GROUP, LLC | Independent wealth | Apr 29, 2016 | Aug 21, 2019 | no | Virginia Beach, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 16, 2012 | May 27, 2016 | no | SUFFOLK, VA|FRANKLIN, VA|FRANKLIN, VA|VIRGINIA BEACH, VA|SUFFOLK, VA|FRANKLIN, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 11, 2008 | Nov 21, 2012 | no | NORFOLK, VA|VIRGINIA BEACH, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 14, 2006 | Jan 28, 2008 | no | Virginia Beach, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPTON WEALTH ADVISORY GROUP, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 21, 2019 | Aug 26, 2019 | 5 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | COMPTON WEALTH ADVISORY GROUP, LLC | May 27, 2016 | Apr 29, 2016 | -28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Nov 21, 2012 | Nov 16, 2012 | -5 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 28, 2008 | Mar 11, 2008 | 43 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:281732:VA:2016-05-27 | May 27, 2016 | Apr 29, 2016 | FRANKLIN, VA | Firm change |