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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

ROBERT JOSEPH SULLIVAN

Advisor at WELLS FARGO ADVISORS

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4433660e-a2ab-11e4-c525-37c253e3c898

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 16, 2015
First registration: Feb 16, 2015
Dual registered: yes, broker-dealer
Other names: ROBERT J SULLIVAN|ROBERT J SULLIVAN|ROBERT JOSEPH SULLIVAN|ROBERT JOSEPH SULLIVAN|ROBERT SULLIVAN
IAPD individual key: 6399958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2023	n/a	yes	DOYLESTOWN, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 5, 2017	Mar 3, 2023	no	DOYLESTOWN, PA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 29, 2017	Nov 3, 2017	no	CONSHOHOCKEN, PA\|PLYMOUTH MEETING, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 10, 2015	Jan 24, 2017	no	WAYNE, PA	Previous registration
WADDELL & REED	Former SEC adviser	Feb 16, 2015	Aug 28, 2015	no	CHARLEROI, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Mar 3, 2023	Mar 3, 2023	0	Channel change	Wirehouse to wirehouse
CITIZENS SECURITIES, INC.	WELLS FARGO ADVISORS	Nov 3, 2017	Dec 5, 2017	32	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIZENS SECURITIES, INC.	Jan 24, 2017	Jun 29, 2017	156	Firm change	Other
WADDELL & REED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 28, 2015	Sep 10, 2015	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:PA:2023-03-02	Mar 3, 2023	Mar 3, 2023	DOYLESTOWN, PA	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 5, 2017 to Mar 3, 2023factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 29, 2017 to Nov 3, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 10, 2015 to Jan 24, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 16, 2015 to Aug 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4433660e-a2ab-11e4-c525-37c253e3c898
First observed: Feb 16, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT JOSEPH SULLIVAN

Advisor at WELLS FARGO ADVISORS

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4433660e-a2ab-11e4-c525-37c253e3c898

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 3, 2023

n/a

yes

DOYLESTOWN, PA

Current employment

WELLS FARGO ADVISORS

Wirehouse

Dec 5, 2017

Mar 3, 2023

DOYLESTOWN, PA

Previous registration

CITIZENS SECURITIES, INC.

Bd affiliated wealth

Jun 29, 2017

Nov 3, 2017

CONSHOHOCKEN, PA|PLYMOUTH MEETING, PA

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Sep 10, 2015

Jan 24, 2017

WAYNE, PA

Previous registration

WADDELL & REED

Former SEC adviser

Feb 16, 2015

Aug 28, 2015

CHARLEROI, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Mar 3, 2023

Channel change

Wirehouse to wirehouse

CITIZENS SECURITIES, INC.

WELLS FARGO ADVISORS

Nov 3, 2017

Dec 5, 2017

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

Jan 24, 2017

Jun 29, 2017

156

Firm change

Other

WADDELL & REED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 28, 2015

Sep 10, 2015

Firm change

Other

Team

Left

Joined

From

Kind

19616:11025:PA:2023-03-02

Mar 3, 2023

DOYLESTOWN, PA

Firm change