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Registered advisor
R••••• J••••• S•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• J S•••••••
At current firm
3 y
since Mar 3, 2023
In the industry
11 y
since Feb 16, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 3, 2023 · Doylestown, Pa
- W•••• F•••• A••••••• wirehouseDec 5, 2017 to Mar 3, 2023 · Doylestown, Pa
- C••••••• S••••••••• I••• BD affiliatedJun 29, 2017 to Nov 3, 2017 · Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 10, 2015 to Jan 24, 2017 · Wayne, Pa
- W•••••• • R••• formerFeb 16, 2015 to Aug 28, 2015 · Charleroi, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 3, 2023, registered Mar 3, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Nov 3, 2017, registered Dec 5, 2017 (32 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Jan 24, 2017, registered Jun 29, 2017 (156 days) · Other
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 28, 2015, registered Sep 10, 2015 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address