DFX Intelligence

C••••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

C••••••• V•••••

Advisor at W•••• F•••• A•••••••

LAKE FOREST, IL

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Search this name across graphsid dfx:ria:444ede3d-24fb-0e03-c7f8-4cdf0a03cae1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 27, 2025	n/a	yes	LAKE FOREST, IL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 12, 2023	Apr 14, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Apr 14, 2025	May 27, 2025	43	Firm change	Wirehouse to wirehouse
P•••••• A•••••• G••••• L••	D•• W••••• M•••••••••	Jan 2, 2023	Mar 25, 2022

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2023 to Apr 14, 2025factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Apr 17, 2020 to Jan 2, 2023factForm ADV
→ D•• W••••• M•••••••••

Dated events

Occurred
Apr 14, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 27, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:444ede3d-24fb-0e03-c7f8-4cdf0a03cae1
First observed: Mar 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.