DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••• V•••••

W•••• F•••• A•••••••wirehouseLake Forest, Ildual registrantIAPD 6524874

Certified Financial Planner

Feed of 09/14/2026

Also filed as Christal Marotta

At current firm

1 y

since May 27, 2025

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 27, 2025 · Lake Forest, Il
U•• F•••••••• S••••••• I••• wirehouse
Jan 12, 2023 to Apr 14, 2025 · Chicago, Il
D•• W••••• M••••••••• independent RIA
Mar 25, 2022 to Jul 27, 2022 · Scottsdale, Az
P•••••• A•••••• G••••• L•• BD affiliated
Apr 17, 2020 to Jan 2, 2023 · Morristown, Nj
A••••• A••••••• independent RIA
Jun 25, 2019 to Dec 9, 2019 · Chicago, Il
W•••• F•••• A••••••• wirehouse
Mar 4, 2016 to Nov 21, 2017 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Apr 14, 2025, registered May 27, 2025 (43 days) · Wirehouse to wirehouse
P•••••• A•••••• G••••• L•• to D•• W••••• M•••••••••
left Jan 2, 2023, registered Mar 25, 2022 (-283 days) · Affiliated broker-dealer or bank to independent RIA
D•• W••••• M••••••••• to U•• F•••••••• S••••••• I•••
left Jul 27, 2022, registered Jan 12, 2023 (169 days) · RIA to wirehouse
A••••• A••••••• to P•••••• A•••••• G••••• L••
left Dec 9, 2019, registered Apr 17, 2020 (130 days) · RIA to RIA
W•••• F•••• A••••••• to A••••• A•••••••
left Nov 21, 2017, registered Jun 25, 2019 (581 days) · Wirehouse to independent RIA

Signals

Christal Vargas left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2025-05-27)
Apr 14, 2025 · Advisor changed firm · fact
Christal Vargas left Private Advisor Group, Llc for Dew Wealth Management (registered 2022-03-25)
Jan 2, 2023 · Advisor changed firm · fact
Christal Vargas left Dew Wealth Management for Ubs Financial Services Inc. (registered 2023-01-12)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address