DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Scott Clark
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Aaron Clark
At current firm
6 y
since Nov 11, 2019
In the industry
20 y
since Mar 31, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Nov 11, 2019 · Scottsdale, Az
- Bok Financial Advisors BD affiliatedMay 13, 2011 to Dec 5, 2019 · Lee'S Summit, Mo
- J.P. Morgan Securities LLC wirehouseOct 1, 2008 to May 27, 2009 · Tulsa, Ok
- J.P. Morgan Securities Inc. unclassifiedJul 19, 2007 to Oct 1, 2008 · Tulsa, Ok
- Palo Verde Capital, LLC formerSep 21, 2006 to Oct 26, 2007 · Scottsdale, Az
- Paragon Financial Group unclassifiedApr 3, 2006 to Sep 7, 2006 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Bok Financial Advisors to Marinerleft Dec 5, 2019, registered Nov 11, 2019 (-24 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Bok Financial Advisorsleft May 27, 2009, registered May 13, 2011 (716 days) · Other
- J.P. Morgan Securities Inc. to J.P. Morgan Securities LLCleft Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- Palo Verde Capital, LLC to J.P. Morgan Securities Inc.left Oct 26, 2007, registered Jul 19, 2007 (-99 days) · Other
- Paragon Financial Group to Palo Verde Capital, LLCleft Sep 7, 2006, registered Sep 21, 2006 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address