DFX Intelligence

B•••••• F••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

B•••••• F••••• S•••••••

Advisor at I••••••••• S••••• H•••••••• L••

KING OF PRUSSIA, PA | Carlsbad, CA

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Search this name across graphsid dfx:ria:450c2857-c862-a03b-3907-32e6d29f4235

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S••••• H•••••••• L••	Independent wealth	Jan 13, 2020	n/a	yes	KING OF PRUSSIA, PA\|Carlsbad, CA	Current employment
I••••••••• S••••• H•••••••• L••	Independent wealth	Oct 25, 2019	Nov 1, 2019	no	CARDIFF, CA\|KING OF PRUSSIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	I••••••••• S••••• H•••••••• L••	Jan 14, 2020	Oct 25, 2019	-81	Firm change after gap	RIA to new firm
C••••• I••••••••• S••••••• L••	P•••••• A•••••• G••••• L••	Dec 13, 2013	Dec 16, 2013

Relationships

Registered with (5)

→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2019 to Nov 1, 2019factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 16, 2013 to Jan 14, 2020factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 23, 2006 to Dec 13, 2013factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:450c2857-c862-a03b-3907-32e6d29f4235
First observed: Feb 8, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.