DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• W••••• P•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 15, 2023 | n/a | yes | SEWICKLEY, PA|GROVE CITY, PA|BUTLER, PA | Current employment |
| S•••••• W••••• P•••••••• L•• | Bd affiliated wealth | Oct 5, 2017 | n/a | yes | Grove City, PA|Sewickley, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••••••• I••• | S•••••• W••••• P•••••••• L•• | Aug 10, 2017 | Oct 5, 2017 | 56 | Firm change | Other |
| A••••••• C•••••• M••••••••• L•• | H••••••••• I••• | Oct 12, 2015 | Oct 14, 2015 |
| H••••••••• I••• | Former SEC adviser | Oct 14, 2015 | Aug 10, 2017 | no | Wexford, PA|WEXFORD, PA | Previous registration |
| A••••••• C•••••• M••••••••• L•• | Independent wealth | Jun 23, 2014 | Oct 12, 2015 | no | PITTSBURGH, PA | Previous registration |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | Asset manager | Apr 11, 2011 | Nov 8, 2013 | no | NEW YORK, NY | Previous registration |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Asset manager | Jan 6, 2011 | Nov 8, 2013 | no | BOSTON, MA | Previous registration |
| F•••••••• I••••••••• C••••••••• | Institutional manager | Mar 2, 2010 | Nov 8, 2013 | no | PITTSBURGH, PA | Previous registration |
| F•••••••• S••••••••• C•••• | No RAUM reported | Mar 2, 2010 | Nov 8, 2013 | no | PITTSBURGH, PA | Previous registration |
| E••••• J•••• | National bd RIA | Sep 18, 2007 | Apr 2, 2008 | no | CHARLOTTE, NC|TARENTUM, PA|ST LOUIS, MO | Previous registration |
| Firm change |
| Other |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | F•••••••• G••••• I••••••••• M••••••••• C•••• | Nov 8, 2013 | Apr 11, 2011 | -942 | Channel change | Other |
| F•••••••• S••••••••• C•••• | M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Nov 8, 2013 | Jan 6, 2011 | -1,037 | Channel change | Other |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | A••••••• C•••••• M••••••••• L•• | Nov 8, 2013 | Jun 23, 2014 | 227 | Firm change | Other |
| F•••••••• I••••••••• C••••••••• | F•••••••• S••••••••• C•••• | Nov 8, 2013 | Mar 2, 2010 | -1,347 | Channel change | Other |
| E••••• J•••• | F•••••••• I••••••••• C••••••••• | Apr 2, 2008 | Mar 2, 2010 | 699 | Firm change after gap | Other |